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    UBS

    • Hong Kong Hong Kong
    • 15-20 years
    • Regulated in China
    • Futures License
    • Non MT4/5 Software
    • Suspicious Scope of Business
    Open Account
    WikiFX Score
    Comparison

    The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints!

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    No restriction on the broker account. Provide service support by WikiFX

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    • 40G

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    Broker Information

    Company Name

    UBS Securities Asia Limited

    Phone of the company

    622125547000

    Company website
    https://www.ubs.com
    Twitter

    --

    Customer Service Email Address

    ol-complaints@ubs.com

    Company address

    --

    Pyramid scheme complaint
    Expose

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    WikiFX Risk Alerts 1
    2022.05.24

    The number of the complaints received by WikiFX have reached 11 for this broker in the past 3 months, please be aware of the risk and the potential scam!

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    Brokers Swiss Bank, UBS, Welcomes Back Frances Fahey as Chief of Staff

    Swiss multinational investment bank and financial services company, UBS, has rehired its former Head of Strategy, Europe, Frances Fahey, as its new Chief of Staff for its global markets unit.

    WikiFX
    2022/4/20 4:32:43
    Swiss Bank, UBS, Welcomes Back Frances Fahey as Chief of Staff

    UBS

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    China Financial Futures Exchange

    China Financial Futures Exchange (CFFEX)

    China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.

    • Licensed Institution :

      瑞银期货有限责任公司

      Effective Date :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Annex1
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institution :

      UBS Securities Asia Limited

      Effective Date :

      2005-05-21
    • Email Address of Licensed Institution :

      ol-regulatorycompliance-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Annex1 Annex2 Annex3 Annex4 Annex5
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institution :

      UBS Securities Hong Kong Limited

      Effective Date :

      2016-12-19
    • Email Address of Licensed Institution :

      ol-regulatorycompliance-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Annex1 Annex2 Annex3 Annex4 Annex5

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    UBS

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    WikiFX·pyramid scheme complaint
    1  Know about pyramid scheme  >
    2  Pyramid scheme complaint   >
    3  Done
    1. What is pyramid scheme complaint?
    With the continuous development of the forex market, more and more Ponzi schemes have poured in, and global investors have suffered greatly. WikiFX has set up a complaint channel in order to ensure the funds security and prevent more scams. We sincerely invite foreign exchange investors to report such fraud platforms and jointly purify the market environment!
    2. 10 Features of Pyramid Scheme
    High Profit Promised Level Marketing Required Multi-level Marketing False Advertising Master Trader Awarded 'Datuk' Brainwashing-style training Fake Regulation Copycat of other platforms Marketing & PR campaigns
    Report immediately
    Report This Platform
    UBS
    * Contact number
    0086
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    *Reporting Reasons

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    UBS · Company summary

      Basic Information & Regulation of UBS

      UBS was first established in 1862, headquartered in Zurich, Switzerland, and more than 370 financial institutions together to form today's UBS Group. UBS operates globally, with close cooperation between the various business units. Its business covers three main parts, respectively, wealth management, asset management, and investment banking. UBS Securities Asia Limited holds a futures trading license from the China Financial Futures Exchange (CFFEX) (regulatory number: 0317).

      Main Businesses of UBS

      UBS provides financial advisory solutions, including wealth planning, investment management, capital markets, and banking services, lending, and institutional and corporate financial advisory to individual, institutional and corporate clients worldwide, as well as to private clients in Switzerland. In addition to UBS's own products, investors have access to a broad selection of products from other world-leading third-party institutions. UBS is the Group's asset management business in 22 countries, providing investment services across major traditional and alternative asset classes to a wide range of clients, including individuals, third-party intermediaries, and institutional investors. In addition, UBS UBS also provides proprietary advisory, investment, and solutions to sovereign clients such as governments and central banks.


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