Regulated
WikiFX Score
The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints!
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Single Core
1G
40G
UBS Securities Asia Limited
622125547000
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ol-complaints@ubs.com
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The number of the complaints received by WikiFX have reached 11 for this broker in the past 3 months, please be aware of the risk and the potential scam!
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China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.
Current Status:
RegulatedLicense Type:
Futures LicenseRegulated in Country/Area
Regulatory License No.:
0317Email Address of Licensed Institution :
--License Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
--Phone Number of Licensed Institution :
--Licensed Institution Certified Documents :
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Dealing in futures contractsRegulated in Country/Area
Regulatory License No.:
AAV882Email Address of Licensed Institution :
ol-regulatorycompliance-hk@ubs.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong KongPhone Number of Licensed Institution :
--The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Dealing in futures contractsRegulated in Country/Area
Regulatory License No.:
BIN466Email Address of Licensed Institution :
ol-regulatorycompliance-hk@ubs.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong KongPhone Number of Licensed Institution :
--No data
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Basic Information & Regulation of UBS
UBS was first established in 1862, headquartered in Zurich, Switzerland, and more than 370 financial institutions together to form today's UBS Group. UBS operates globally, with close cooperation between the various business units. Its business covers three main parts, respectively, wealth management, asset management, and investment banking. UBS Securities Asia Limited holds a futures trading license from the China Financial Futures Exchange (CFFEX) (regulatory number: 0317).
Main Businesses of UBS
UBS provides financial advisory solutions, including wealth planning, investment management, capital markets, and banking services, lending, and institutional and corporate financial advisory to individual, institutional and corporate clients worldwide, as well as to private clients in Switzerland. In addition to UBS's own products, investors have access to a broad selection of products from other world-leading third-party institutions. UBS is the Group's asset management business in 22 countries, providing investment services across major traditional and alternative asset classes to a wide range of clients, including individuals, third-party intermediaries, and institutional investors. In addition, UBS UBS also provides proprietary advisory, investment, and solutions to sovereign clients such as governments and central banks.
The Database of WikiFX comes from the official regulatory authorities , such as the FCA, ASIC, etc. The published content is also based on fairness, objectivity and fact. WikiFX doesn't ask for PR fees, advertising fees, ranking fees, data cleaning fees and other illogical fees. WikiFX will do its utmost to maintain the consistency and synchronization of database with authoritative data sources such as regulatory authorities, but does not guarantee the data to be up to date consistently.
Given the complexity of forex industry, some brokers are issued legal licenses by cheating regulation institutes. If the data published by WikiFX are not in accordance with the fact, please click 'Complaints 'and 'Correction' to inform us. We will check immediately and release the results.
Foreign exchange, precious metals and over-the-counter (OTC) contracts are leveraged products, which have high risks and may lead to losses of your investment principal. Please invest rationally.
Special Note, the content of the Wikifx site is for information purposes only and should not be construed as investment advice. The Forex broker is chosen by the client. The client understands and takes into account all risks arising with Forex trading is not relevant with WikiFX, the client should bear full responsibility for their consequences.