SMBC

General Information

Headquartered in New York, SMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission (CFTC) in December 2012. Also, it is a member of the National Futures Association (NFA).

Group Structure

In fact, SMBC Capital Markets, Inc. is a United States subsidiary of Sumitomo Mitsui Banking Corporation (Japan). SMBC Nikko Capital Markets Limited (headquartered in London) acts as agent for SMBC Capital Markets, Inc. And SMBC Nikko Capital Markets Limited is regulated by the Financial Conduct Authority (FCA) and enters into swaps and related derivative products with counterparties in Europe, Africa and the Middle East. In addition, SMBC Capital Markets (Asia) Limited (headquartered in Hong Kong), a wholly owned subsidiary of SMBC Nikko Capital Markets Limited, is licensed by the Securities and Futures Commission (SFC), and enters into swaps and related derivative products with counterparties in Asia and the Pacific Rim, acting as agent for SMBC Capital Markets, Inc. and SMBC Nikko Capital Markets Limited.

Business Scope

SMBC Capital Markets, Inc. is a market maker for swaps, including interest rate, currencies, commodity swaps and related derivative products. Also, the company offers trades against major global indices in all regions.

Contact Information

- SMBC Capital Markets, Inc. can be reached through telephone: +1 (212) 224 5100 as well as fax: +1 (212) 224 4960. Address: 277 Park Avenue, New York, NY 10172.

- SMBC Nikko Capital Markets Limited can be reached through telephone: +44 (0)20 3527 7000 as well as fax: +44 (0)20 3527 7500. Address: One New Change, London EC4M 9AF.

- SMBC Capital Markets (Asia) Limited can be reached through telephone: +852 2532 8500 as well as fax: +852 2532 8505. Address: 7/F One International Finance Centre, 1 Harbour View Street, Central Hong Kong.