Securities and Commodities Authority

Year 2000Regulated by Government

Since its inception, the Securities and Commodities Authority has been keen on putting the objectives stated in the Federal Law No. (4) of 2000 into effect by sparing no effort to strengthen the legislative structure through issuing such regulations and instructions that ensure the development of the organizational and supervisory framework of the list joint-stock companies and other companies operating in the securities field. Besides, the Authority has introduced some controls and criteria that would contribute positively to enhancing the investors' trust in the Authority.

Disclose broker

Warning Exceeded

CMS Financial

Disclosure summary

Disclosure matching Name matching
Disclosure time 2021-02-22

Disclosure details

Warnings CMS Financial L.L.C

CMS Financial is licensed company by Securities and commodities Authority to engage in brokerage activities in the trading of commodities in the Dubai Gold and Commodities Exchange DGCX. The company is not licensed to carry out any financial activities or provide any other financial services. SCA advices the public in this regard if they wish to Deal with the mentioned company, it has to be dealt within the limits and the purposes of the activity authorized by SCA.

Annex

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More regulatory disclosure

Warning

2010-09-10

Administrative actions against Gaitame.com Co., Ltd.