Regulated
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Single Core
1G
40G
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上田八木証券株式会社
Regulated
Ueda Yagi
Japan
81362145651
1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo 103-0021 JAPAN
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The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.
Current Status:
RegulatedLicense Type:
Retail Forex LicenseRegulated in Country/Area
Regulatory License No.:
3010001108516Email Address of Licensed Institution :
--License Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
東京都中央区日本橋本石町1-1-9Phone Number of Licensed Institution :
0332702845Licensed Institution Certified Documents :
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General Information& Regulation
Ueda Yagi Securities Co., Ltd. (UYS) is a wholly-owned subsidiary of Ueda Yagi Tanshi Co., Ltd. (UYT), as UYT span off their Trust Fund Department hedge fund distribution business to UYS in 2007. To provide more investment opportunities of alternative investment products for institutional investors in Japan, the company has expanded its line of fund-related businesses such as fund distribution business, non-discretionary investment advisory business and discretionary investment management business. It is regulated by the Financial Services Agency of Japan (FSA) under license no. 3010001108516.
Core Business
The core business include Securities Business (Type I Financial Instruments Business), LPS Distribution Business (Type II Financial Instruments Business), Non-discretionary Investment Advisory Business and Discretionary Investment Management Business. Since Ueda Yagi Tanshi commenced its hedge fund distribution business in 1999, the company has been conducting private placement products distribution business for Japanese institutional investors such as regional banks, insurance companies, shinkin banks and agricultural banks. Since the company registered discretional investment management service with FSA in November 2009, it has been providing discretional investment management service relating to alternative investment products for pension fund clients in Japan.
Customer Support
If clients have any questions or concerns, please call at +81-3-3270-2845.
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