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Saxo

200

15-20 years | SwitzerlandRegulation | Forex License | No MT4/5

WikiFX Score

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/10.00

  • 10.0 License Index
  • 9.80 Business Index
  • 9.29 Risk Index
  • 9.00 Software Index
  • 9.97 Regulatory Index

WikiFX Score : 
0 1 2 3 4 5 6 7 8 9
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0 1 2 3 4 5 6 7 8 9
0 1 2 3 4 5 6 7 8 9
/10.00

  • Securities and Futures Commission of Hongkong

    SFC Futures License

    Regulating
  • Financial Conduct Authority

    FCA Forex License(MM)

    Regulating
  • Monetary Authority of Singapore

    MAS Forex License

    Regulating
  • Financial Services Agency

    FSA Forex License

    Regulating
  • Banque de France

    BDF Forex License

    Regulating
  • Swiss Financial Market Supervisory Authority

    FINMA Forex License(MM)

    Regulating

Full Name : Saxo Capital Markets UK Limited

Abbreviation : Saxo

Registration Country : Saxo

Regulatory Status : Regulating

Email : enquiries@saxomarkets.com.au

Phone : +852 3760 1378

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Regulation Information

  • Regulating
    Securities and Futures Commission of Hongkong

    Country/District: China Hong Kong

    Reference No.:AVD061

    License Type:Futures License

    Issue Date:2011/1/19

    About More

  • Regulating
    Financial Conduct Authority

    Country/District: United Kingdom

    Reference No.:551422

    License Type:Forex License(MM)

    Issue Date:2011/10/5

    About More

  • Regulating
    Monetary Authority of Singapore

    Country/District: Singapore

    Reference No.:Unreleased

    License Type:Forex License

    Issue Date:-

    About More

  • Regulating
    Financial Services Agency

    Country/District: Japan

    Reference No.:8010401082810

    License Type:Forex License

    Issue Date:-

    About More

  • Regulating
    Banque de France

    Country/District: France

    Reference No.:71081

    License Type:Forex License

    Issue Date:-

    About More

  • Regulating
    Swiss Financial Market Supervisory Authority

    Country/District: Switzerland

    Reference No.:Unreleased

    License Type:Forex License(MM)

    Issue Date:-

    About More

Securities and Futures Commission of Hongkong

Securities and Futures Commission of Hongkong (HK SFC)

The securities and futures commission (SFC) was established in 1989 as an independent statutory body to oversee the operation of the securities and futures market in Hong Kong.The securities and futures ordinance and its subsidiary legislation give the SFC the power to investigate, correct and discipline.It operates independently of the government of the Hong Kong special administrative region and is funded mainly by transaction levy and licence fees.As the financial regulator of the international financial centre, the SFC has been committed to strengthening and safeguarding the integrity and soundness of Hong Kong's securities and futures markets, thus safeguarding the interests of investors and the industry.

  • Regulated Broker : Saxo

    Effective Date : 2011/1/19

  • Email : --

    Expiry Date : --

  • Website : --

    Phone : 852 22311222

  • Address : 香港中環干諾道中50號中國農業銀行大廈12樓1201-1202室

  • Regulation Document : AVD061 View the Certificate

Financial Conduct Authority

Financial Conduct Authority (UK FCA)

On April 1, 2013, the FSA was replaced by two parallel regulators, the FCA (financial conduct authority) and PRA (prudential financial authority).

  • Regulated Broker : Saxo

    Effective Date : 2011/10/5

  • Email : consumer.queries@fca.org.uk

    Expiry Date : --

  • Website : --

    Phone : 44 2070661000

  • Address : 26th Floor 40 Bank Street London E14 5DA UNITED KINGDOM

  • Regulation Document : Saxo _FCA交易商监管信息表_查询结果 View the Certificate Saxo FCA牌照更新20190111.png View the Certificate

Monetary Authority of Singapore

Monetary Authority of Singapore (SG MAS)

The monetary authority of Singapore (MAS) is the central bank of Singapore. Established in 1971, the monetary authority of Singapore (MAS) is implemented and professionally managed by government departments. Its functions combine many financial functions such as banking and finance, including formulating financial and monetary policies, ensuring stable economic development and promoting sustainable development of the financial services industry.MAS is also an integrated regulator overseeing all financial institutions in Singapore: Banks, insurers, capital markets intermediaries, financial advisers and stock exchanges.MAS works closely with other government and financial institutions to promote Singapore as a regional and international financial centre, ensuring Singapore's financial sector vitality and competitiveness.

  • Regulated Broker : Saxo

    Effective Date : --

  • Email : --

    Expiry Date : --

  • Website : --

    Phone : 656225-5577

  • Address : 3 CHURCH STREET #30-00 SAMSUNG HUB 049483

  • Regulation Document : saxo View the Certificate

Financial Services Agency

Financial Services Agency (JP FSA)

The financial services agency was established to ensure the stability of the Japanese financial system, and at the same time to protect the interests of depositors, policyholders, securities and other investors as well as to promote financial facilitation.As the main regulatory department of foreign exchange margin business, the financial supervision in Japan is a mixed industry supervision, that is, the financial department shall exclusively supervise the banking industry, securities industry, insurance industry and non-financial institutions.The supervision of foreign exchange margin business institutions mainly includes regular inspection (half-year or year-end settlement, etc.), inspection at any time, and the broker provides trading report at the end of each month.

  • Regulated Broker : Saxo

    Effective Date : --

  • Email : equestion@fsa.go.jp

    Expiry Date : --

  • Website : --

    Phone : 810335066000

  • Address : 1-2-8, Toranomon, Minato-ku, Tokyo

  • Regulation Document : Saxo Bank View the Certificate

Banque de France

Banque de France (FR BDF)

French prudent administration inherited the original banking and insurance regulatory approval, approval and supervision, responsible for the banking crisis, and the special supervision regulated the following two aspects: the protection of consumer financial products, such as the right to know, conclude a contract with the program, etc., as well as the supervision of the industry association, such as the rule suggests.The platforms involved in lending are overseen by the prudential authority responsible for banking.In addition, if the two types of platforms involve payment services, this part of the business is subject to the approval and supervision of the pra.Therefore, the regulatory requirements for the two types of licenses are different, which are stipulated by laws separately, and the competent authority is authorized to formulate regulations on specific implementation standards

  • Regulated Broker : Saxo

    Effective Date : --

  • Email : --

    Expiry Date : --

  • Website : --

    Phone : --

  • Address :

  • Regulation Document : Saxo 监管页截图 View the Certificate

Swiss Financial Market Supervisory Authority

Swiss Financial Market Supervisory Authority (CH FINMA)

FINMA is an independent body with its headquarters in Bern, the capital of Switzerland.It works directly for the Swiss parliament and is functionally, functionally and financially independent of the federal central government and the federal finance ministry.To implement the financial market surveillance act;Legislation in charge of financial markets.According to Art. 5 of FINMASA act, FINMA is responsible for protecting the interests of creditors, investors and policyholders while ensuring the normal operation of financial markets.The core of FINMA's mission is to protect individuals and maintain the functions of financial markets.

  • Regulated Broker : Saxo

    Effective Date : --

  • Email : info@finma.ch

    Expiry Date : --

  • Website : --

    Phone : 41313279100

  • Address :

  • Regulation Document : Saxo FINMA监管截图 View the Certificate

MT4/5 Appraisal

Saxo - MT4/5 Appraisal

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        15-20 years SwitzerlandRegulation JapanRegulation FranceRegulation China Hong KongRegulation SingaporeRegulation United KingdomRegulation Forex License Forex License(MM) Futures License No MT4/5 Business region suspected Medium potential risk

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