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    UBS

    15-20 years
    |
    Regulated in China
    |
    Futures License
    |
    Non MT4/5 Software

    Rating

    0123456789
    .
    0123456789
    0123456789

     /10

    The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints! The WikiFX Score of this broker is reduced because of too many complaints!

    License Index

    8.31

    Business Index

    8.80

    Risk Management Index

    0.00

    Software Index

    7.48

    Regulatory Index

    8.28

    Licenses

    China Financial Futures Exchange

    Futures License

    CFFEX Regulated

    Securities and Futures Commission of Hong Kong

    Dealing in futures contracts

    SFC Regulated

    Securities and Futures Commission of Hong Kong

    Dealing in futures contracts

    SFC Regulated

    Overview

    • Company Name:

      UBS Securities Asia Limited
    • Company Abbreviation:

      UBS
    • Place of registration:

      UBSHong Kong
    • Regulatory Status:

      Regulated
    • Customer Service Email Address:

      --
    • Customer Service Phone Number:

      +852 2971 8888
    • Company summary

      BasicInformation&RegulationofUBSUBSwasfirstestablishedin1862,headquarteredinZurich,Switzerland,andmorethan370financialinstitutionstogethertoformtoday'sUBSGroup.UBSoperatesglobally,withclosecooperationbetweenthevariousbusinessunits.Itsbusinesscoversthreemainparts,respectively,wealthmanagement,assetmanagement,andinvestmentbanking.UBSSecuritiesAsiaLimitedholdsafuturestradinglicensefromtheChinaFinancialFuturesExchange(CFFEX)(regulatorynumber:0317).MainBusinessesofUBSUBSprovidesfinancialadvisorysolutions,includingwealthplanning,investmentmanagement,capitalmarkets,andbankingservices,lending,andinstitutionalandcorporatefinancialadvisorytoindividual,institutionalandcorporateclientsworldwide,aswellastoprivateclientsinSwitzerland.InadditiontoUBS'sownproducts,investorshaveaccesstoabroadselectionofproductsfromotherworld-leadingthird-partyinstitutions.UBSistheGroup'sassetmanagementbusinessin22countries,providinginvestmentservicesacrossmajortraditionalandalternativeassetclassestoawiderangeofclients,includingindividuals,third-partyintermediaries,andinstitutionalinvestors.Inaddition,UBSUBSalsoprovidesproprietaryadvisory,investment,andsolutionstosovereignclientssuchasgovernmentsandcentralbanks. About More
    Pyramid scheme complaint

    WikiFX APP!

    Global Forex Broker Regulatory Inquiry APP!

    WikiFX Risk Alerts

    Previous Detection: 2021.09.26 Risk: 1 Item

    • The number of the complaints received by WikiFX have reached 10 for this broker in the past 3 months, please be aware of the risk and the potential scam!

    WikiFX Verification

    • Exhibition Area

    • Survey

    • MT4/5

    • Website

    • Genealogy

    • Clones

    • Keywords

    • Time Machine

    • Score

    WikiResearch

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    • Market Analysis

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    Last Updated Time 2021-09
    China Financial Futures Exchange

    China Financial Futures Exchange (CFFEX)

    China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.

    • Licensed Institution :

      瑞银期货有限责任公司

      Effective Date :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      瑞银期货 牌照信息--20190219更新 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institution :

      UBS Securities Asia Limited

      Effective Date :

      2005-05-21
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      AAV882 牌照地址 View Certified Documents AAV882 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institution :

      UBS Securities Hong Kong Limited

      Effective Date :

      2016-12-19
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      BIN466 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents BIN466 牌照地址 View Certified Documents

    UBS · MT4/5

    Identification Result

      UBS · Website

      Most visited countries/areas

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          UBS· Genealogy

          UBS · Clones

          UBS · Market Analysis

          The data are from WIKI Research    2021.09.27 updated

          WikiFX prompts you

          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

          Continue
          UBS · Survey×

          ×
          UBS

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          UBS · Chart
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          Data Sources WikiResearch 2021.09.27 Update

          WikiFX·pyramid scheme complaint
          1  Know about pyramid scheme  >
          2  Pyramid scheme complaint   >
          3  Done
          1. What is pyramid scheme complaint?
          With the continuous development of the forex market, more and more Ponzi schemes have poured in, and global investors have suffered greatly. WikiFX has set up a complaint channel in order to ensure the funds security and prevent more scams. We sincerely invite foreign exchange investors to report such fraud platforms and jointly purify the market environment!
          2. 10 Features of Pyramid Scheme
          High Profit Promised Level Marketing Required Multi-level Marketing False Advertising Master Trader Awarded 'Datuk' Brainwashing-style training Fake Regulation Copycat of other platforms Marketing & PR campaigns
          Report immediately
          Report This Platform
          UBS
          * Contact number
          0086
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          *Reporting Reasons

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          You can check the real-time processing progress in 'User Center-My Release-Ponzi Scheme'

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          UBS · Company summary

            Basic Information & Regulation of UBS

            UBS was first established in 1862, headquartered in Zurich, Switzerland, and more than 370 financial institutions together to form today's UBS Group. UBS operates globally, with close cooperation between the various business units. Its business covers three main parts, respectively, wealth management, asset management, and investment banking. UBS Securities Asia Limited holds a futures trading license from the China Financial Futures Exchange (CFFEX) (regulatory number: 0317).

            Main Businesses of UBS

            UBS provides financial advisory solutions, including wealth planning, investment management, capital markets, and banking services, lending, and institutional and corporate financial advisory to individual, institutional and corporate clients worldwide, as well as to private clients in Switzerland. In addition to UBS's own products, investors have access to a broad selection of products from other world-leading third-party institutions. UBS is the Group's asset management business in 22 countries, providing investment services across major traditional and alternative asset classes to a wide range of clients, including individuals, third-party intermediaries, and institutional investors. In addition, UBS UBS also provides proprietary advisory, investment, and solutions to sovereign clients such as governments and central banks.


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          Foreign exchange, precious metals and over-the-counter (OTC) contracts are leveraged products, which have high risks and may lead to losses of your investment principal. Please invest rationally.

          Special Note, the content of the Wikifx site is for information purposes only and should not be construed as investment advice. The Forex broker is chosen by the client. The client understands and takes into account all risks arising with Forex trading is not relevant with WikiFX, the client should bear full responsibility for their consequences.