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Brokers

    CLSA Premium

    15-20 years
    Regulated in Australia
    Market Making(MM)
    Non MT4/5 Software

    Rating

    0 1 2 3 4 5 6 7 8 9
    .
    0 1 2 3 4 5 6 7 8 9
    0 1 2 3 4 5 6 7 8 9

     /10

    License Index

    8.96

    Business Index

    8.92

    Risk Management Index

    7.63

    Software Index

    8.06

    Regulatory Index

    8.93

    Licenses

    Australia Securities & Investment Commission

    Market Making(MM)

    ASICRegulated

    Financial Markets Authority

    Market Making(MM)

    FMARegulated

    Securities and Futures Commission of Hongkong

    Retail Forex License

    SFCRegulated

    Financial Service Providers Register

    Financial Service Corporate

    FSPRRevoked

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    WikiFX Risk Alerts

    Previous Detection: 2020.10.26 Risk: 3 Item

    • New ZealandFSPR (license number: 488226) The regulatory status is abnormal, the official regulatory status is Revoked, please be aware of the risk!
    • This broker exceeds the business scope regulated by New Zealand FSPR(license number: 488226)Financial Service Providers Register Non-Forex License, please be aware of the risk!
    • Current data shows that this broker is using Non MT4/5 Software

    WikiFX Verification

    • Survey

    • MT4/5

    • Website

    • Genealogy

    • Clones

    • Keywords

    • Time Machine

    • Influence Ranking

    • Score

    Overview

    Company Name :

    CLSA Premium

    Company Abbreviation :

    CLSA Premium

    Country/Area of Registry :

    Hong Kong

    Regulatory Status :

    Regulated

    Customer Service Email Address :

    services@clsapremium.com

    Customer Service Phone Number :

    +852 2600 7688
    Australia Securities & Investment Commission

    Australia Securities & Investment Commission (ASIC)

    The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.

    Financial Markets Authority

    Financial Markets Authority (FMA)

    The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.

    • Licensed Institutions :

      CLSA PREMIUM NEW ZEALAND LIMITED

      Effective Time :

      2016-11-03
    • Email Address of Licensed Institution :

      owen.smith@clsapremium.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.clsapremium.com/

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 301, Level 3 8 Commerce Street, Achilles House Auckland 1010

      Phone Number of Licensed Institution :

      +64 09 3598999
    • Licensed Institution Certified Documents :

      KVB FMA监管截图2更新20191206 View Certified Documents KVB 监管页截图.png View Certified Documents CLSA Premium FMA监管2 2020.04.23 View Certified Documents KVB FMA监管截图1更新20191206 View Certified Documents CLSA PREMIUM-新西兰1762牌照200916 View Certified Documents CLSA Premium FMA监管 2020.04.23 View Certified Documents KVB KUNLUN FSP1762投诉截图191205 View Certified Documents
    Securities and Futures Commission of Hongkong

    Securities and Futures Commission of Hongkong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      CLSA Premium International (HK) Limited

      Effective Time :

      2004-10-20
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.clsapremium.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 7501 & 7508, Level 75, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong*

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      ALB893 牌照信息 20190212更新 View Certified Documents CLSA 牌照更新 2019 12 6.png View Certified Documents CLSA Premium SFC监管截图2更新20200422 View Certified Documents KVB KUNLUN SFC(ALB893)牌照191205 View Certified Documents CLSA Premium SFC监管截图1更新20200422 View Certified Documents ALB893 牌照地址 20190212更新 View Certified Documents
    Financial Service Providers Register

    Financial Service Providers Register (FSPR)

    The Financial Service Providers Register (FSPR) has been established under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. FSPR is a searchable register of people, businesses and organisations that provide financial services in New Zealand. It enables over-the-counter brokerage firms that are unregulated, as well as new start-ups, to gain customer confidence and credibility, without the worry of complying with regulatory barriers imposed in a number of other countries.

    • Licensed Institutions :

      KVB KUNLUN SECURITIES (NZ) LIMITED

      Effective Time :

      2016-03-22
    • Email Address of Licensed Institution :

      claire.zhou@clsapremium.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      2020-07-02
    • Address of Licensed Institution :

      Unit 301, Level 3 8 Commerce Street, Achilles House Auckland 1010

      Phone Number of Licensed Institution :

      +64 09 3598999
    • Licensed Institution Certified Documents :

      KVB KUNLUN FSP基本信息20200923更新 View Certified Documents CLSA Premium FSP监管 2020.07.02 View Certified Documents KVB KUNLUN FSPR488226投诉截图191205 View Certified Documents CLSA Premium FSP监管2 2020.04.23 View Certified Documents CLSA Premium FSP 监管2020.04.23 View Certified Documents KVB Prime FSPR 488226 监管截图2 View Certified Documents KVB Prime FSPR 488226 监管截图 View Certified Documents
    CLSA Premium · MT4/5

    Identification Result

      CLSA Premium · Website

      Most visited countries/areas

          No content

          No data

          Load failure

          Load failure

          CLSA Premium· Genealogy
          CLSA Premium · Clones
          CLSA Premium · Keywords
          15-20 years Regulated in Australia Regulated in New Zealand Regulated in Hong Kong Market Making(MM) Retail Forex License Non MT4/5 Software Suspicious Scope of Business New Zealand Financial Service Corporate Revoked Suspicious Overrun Medium potential risk

          WikiFX prompts you

          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

          CLSA Premium · Survey×

          Special Note

          ×
          CLSA Premium

          1.pngWikiFX only provides the legal URL of the platform published by the regulatory website.

          1.pngWikiFX will not disclose your personal information to third parties.

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          1.pngThe use of any service by the client through the official website access channel provided by WikiFX is a personal behavior. Please ensure that you've undergone sufficient preparation and risk management before use.

          Risk Warning

          The Database of WikiFX comes from the official regulatory authorities , such as the FCA, ASIC, etc. The published content is also based on fairness, objectivity and fact. WikiFX doesn't ask for PR fees, advertising fees, ranking fees, data cleaning fees and other illogical fees. WikiFX will do its utmost to maintain the consistency and synchronization of database with authoritative data sources such as regulatory authorities, but does not guarantee the data to be up to date consistently.

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