Global Broker Regulation Inquiry App
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A Visit to CLSA Premium in Hong Kong – Office Found
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-07-31
CLSA Premium
A Visit to Soochow Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
SOOCHOW SECURITIES (HONG KONG)
A Visit to Phillip Securities Group in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Phillip Securities Group
A Visit to Success Finance in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Success Finance
A Visit to TFI SECURITIES AND FUTURES in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
TFI SECURITIES AND FUTURES
A Visit to Futu in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
FUTU
A Visit to Interactive Brokers in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
InteractiveBrokers
A Visit to Emperor Capital (23-24F) in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
Emperor Capital Group
A Visit to SWSI in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
SWSI
A Visit to First Gold in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
First Gold
A Visit to XHK in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
XHK
A Visit to CHINA BEST in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
Azure Lion Securities
A Visit to KVB Kunlun in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
KVB Kunlun
A Visit to CIFCO in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
China International Futures (Hong Kong) Company Limited
A Visit to EBSHKForex in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-29
EBSHKForex
A Visit to Far East in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-28
Far East Precious Metal
A Visit to SinoSound in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-28
SINO SOUND
A Visit to GOLDAY PRECIOUS METALS in Hong Kong– Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-28
GOLDAY PRECIOUS METALS
A Visit to ETB BULLION in Hong Kong– Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-28
ETB BULLION
A Visit to YUEXIU SECURITIES in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-25
YUEXIU SECURITIES
Hong Kong CLSA Premium
Hong Kong SOOCHOW SECURITIES (HONG KONG)
Hong Kong Phillip Securities Group
Hong Kong Success Finance
Hong Kong TFI SECURITIES AND FUTURES
Hong Kong FUTU
Hong Kong InteractiveBrokers
Hong Kong Emperor Capital Group
Hong Kong SWSI
Hong Kong First Gold
Hong Kong XHK
Hong Kong Azure Lion Securities
Hong Kong KVB Kunlun
Hong Kong China International Futures (Hong Kong) Company Limited
Hong Kong EBSHKForex
Hong Kong Far East Precious Metal
Hong Kong SINO SOUND
Hong Kong GOLDAY PRECIOUS METALS
Hong Kong ETB BULLION
Hong Kong YUEXIU SECURITIES
Field-Surveyed Broker
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
Vantage Capital Markets
6.18
Score 5-10 yearsRegulated in United KingdomInst Forex Execution (STP)Suspicious Operational RegionHigh Potential Risk
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
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