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Investment Industry Regulatory Organization of Canada

Year 2008Regulated by Private

The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.

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Danger Unauthorized
Disclosure summary
  • Disclosure matching Website matching
  • Disclosure time 2023-04-27
  • Reason for punishment The company falsely implies they are regulated by the former Investment Industry Regulatory Organization of Canada (IIROC) and are members of the Canadian Investor Protection Fund.
Disclosure details

Investor Alert: Safe Holdings

Investor Alert: Safe Holdings Be an informed investor - Don't be fooled by fraudsters misrepresenting themselves April 27, 2023 (Toronto, Ontario) – New Self-Regulatory Organization of Canada (New SRO) is warning Canadian investors not to be fooled by Safe-Holdings.com. The company falsely implies they are regulated by the former Investment Industry Regulatory Organization of Canada (IIROC) and are members of the Canadian Investor Protection Fund. Safe Holdings is not a member of New SRO and was never registered with IIROC to sell forex or crypto assets, or any other investment products. All investors must be informed and ask themselves important questions before purchasing higher-risk investment products that do not trade on stock exchanges. Investors should know that unregulated crypto-asset trading platforms are different from regulated marketplaces and may be missing key investor protections. Registered investment firms are regulated, and individuals must meet our high standards and deal fairly, honestly and in good faith with Canadian investors. We urge Canadian investors to exercise caution when dealing with non-registered firms. Investors can also check the background, qualifications and any disciplinary history of investment advisors registered with New SRO by checking the free AdvisorReport for investment dealers, or the CSA’s National Registration Search for mutual fund dealers. If you believe you have been a victim of this or a similar scam, contact your local police, or the CSA for your provincial securities commission contact information, and the Canadian Anti-Fraud Centre. For further information, please contact: For media inquiries only: Aruna Guru Senior Public Affairs and Corporate Communications Specialist Email: aguru@iiroc.ca Please direct all other inquiries to our Complaints & Inquiries team: 1-877-442-4322 (Canada/US), 800-5555-2323 (Outside Canada/US), or by completing our Secure Contact Form
Annex
More regulatory disclosure

Danger

2023-08-11

Danger

2024-01-03

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