Financial Services Agency
The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.
- Coincidencia de divulgación Coincidencia de números reglamentarios
- Tiempo de divulgación 2020-09-18
- Motivo del castigo Una empresa de outsourcing que gestiona la información personal de nuestros clientes ha sido accedida ilegalmente por un tercero, y una gran cantidad de información personal (nombres, fechas de nacimiento, direcciones, direcciones de correo electrónico, etc. de 750 clientes) para 38,026 clientes Incluyendo datos de imagen como documentos de identificación como licencias de conducir, pasaportes, tarjetas de números individuales, etc.)))), no se han tomado suficientes medidas de prevención de recurrencia en cuanto a la gestión de riesgos del sistema y la gestión de contratistas externos.
Acción administrativa contra Saxo Bank Securities Co., Ltd.
Sanction
Warning
Warning