元富證券

{"webSite":[{"url":"https://www.masterlink.com.tw/index","type":1,"isLegal":true}],"influenceRank":"B","ico":"https://eimgjys.fxeyee.com/ico/636972424386398664/FXT636972424386398664_362685.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/636972424369211363/FXT636972424369211363_303271.png_wiki-template-global","shortName":"元富證券","establishYear":2018,"score":"7.23","tradeEnvRank":null,"isCommentProtect":true,"searchCount":77,"summary":{"content":"{brokers name}是一家台灣交易商，成立於2018年，受Taipei Exchange監管，在2024年有1條監管機構披露信息，客戶服務：支持英語、香港（繁體），主要服務台灣，{brokers name}的影響力主要分佈在香港、印度、土耳其、台灣、美國，影響力平均指數為6.85，綜合評級為B，天眼評分給{brokers name}打了7.23分。"},"advantage":{"advantages":["受台灣 TPEx金融機構的監管","成立時間較久","在線客服支持"],"disadvantages":["有監管機構負面信息披露","會收到大部分的客戶回答，但等待時間較長"]},"highLight":{"regulatorCountry":["台灣"],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}受到Taipei Exchange等金融機構的監管，{brokers name}總部位於台灣，成立於2018年。 {brokers name}安全嗎？","regulators":[{"RegulatorCode":"2546788311","FullName":"Taipei Exchange","ShortName":"台灣 TPEx","OrganizationName":"元富证券","States":600,"Color":"#2BB351","Annotation":"監管中","RegulationNumber":"未公佈","CountryName":"台灣"}],"level":1,"badState":null,"regulatoryDisclosure":{"total":1,"regulatorInfo":[{"RegInfo":{"fullName":"台灣證券期貨局","ShortName":"SFB","ico":"https://eimgjys.fxeyee.com/ico/637983342432121847/FXR637983342432121847_203871.png_wiki-template-global","hico":"https://eimgjys.fxeyee.com/hico/637983342452275847/FXR637983342452275847_658138.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/637983342413838085/FXR637983342413838085_671304.png_wiki-template-global","flag":"https://img.souhei.com.cn/flag/226af2f3114485aa/158.png_wiki-template-global","desc":"為發展臺灣國民經濟、促進臺灣證券期貨市場健全發展、保障證券投資人及期貨交易人權益及維護證券期貨市場交易秩序，金融監督管理委員會特設證券期貨局（以下簡稱本局），辦理證券期貨市場及證券期貨業之監督、管理及其政策、法令之擬訂、規劃及執行等業務。 其中包括期貨交易契約之稽核與買賣之監督及管理； 證券業與期貨業之監督及管理； 外資投資國內證券與期貨市場之監督及管理； 證券業、期貨業同業公會與相關財團法人之監督及管理等。","banner":"https://img.souhei.com.cn/bg/637983342471806547/FXR637983342471806547_983458.jpg_wiki-template-global","bannerV2":"https://img.souhei.com.cn/bg/637983342471806547/FXR637983342471806547_983458.jpg_wiki-template-global","code":"2567767704","country":"台灣","bgColor":"#2E5299","regulatorColor":"#CBD7EE"},"DisclosureDetail":[{"CategoryName":"暫時停止營業","Reason":"臺灣期貨交易所股份有限公司（下稱期交所）於○年○月○日、○月○日及○月○日對元富期貨進行查核，發現受處分人於任職元富期貨期間有保管期貨交易人期貨交易帳戶之出入金帳戶存摺、存摺金融卡及密碼之情事，核已違反期貨管理法令。","RegId":"202403080944598145","Content":"金融監督管理委員會　裁處書 \n受文者：如正副本\n發文日期：中華民國112年5月26日\n發文字號：金管證期字第1120334900號\n受處分人：陳○○\n國民身分證統一編號或外國人之國籍及居留證編號：略\n地址：略\n主旨：停止受處分人1個月期貨業務之執行，期間自112年6月1日起至112年6月30日止。元富期貨股份有限公司（下稱元富期貨）應於本處分送達之次日起10日內向本會申報上開人員停止期貨業務之執行情形。(另查受處分人目前未登錄為期貨業務員，請副本收受者中華民國期貨業商業同業公會予以註記列管)\n事實：臺灣期貨交易所股份有限公司（下稱期交所）於○年○月○日、○月○日及○月○日對元富期貨進行查核，發現受處分人於任職元富期貨期間有保管期貨交易人期貨交易帳戶之出入金帳戶存摺、存摺金融卡及密碼之情事，核已違反期貨管理法令。\n理由及法令依據：\n一、理由：\n(一)按「…期貨業之負責人或受雇人，有違反本法或依本法所發布之命令者，除依本法處罰外，主管機關並得視情節輕重，命令停止其6個月以下業務之執行或解除其職務」為期貨交易法第101條第1項所明定；次按「期貨商之負責人及業務員，除不得有本法第63條及期貨商管理規則第55條所禁止之行為外，並不得有下列行為…」為期貨商負責人及業務員管理規則第16條第2項所明定；末按「期貨商從事期貨交易，不得有下列情形：…七、代期貨交易人保管款項、印鑑或存摺。」為期貨商管理規則第55條第7款所明定。\n(二)受處分人任職元富期貨期間有保管期貨交易人○○期貨交易帳戶之出入金帳戶存摺、存摺金融卡及密碼之情事，核有違反期貨商負責人及業務員管理規則第16條第2項有關期貨商業務員不得有期貨商管理規則第55條第7款禁止行為之規定。\n(三)上開違規行為有期交所○年○月○日及○年○月○日函報之查核報告為證，爰依期貨交易法第101條第1項規定裁處如主旨。\n二、法令依據：期貨交易法第101條第1項、期貨商負責人及業務員管理規則第16條第2項、期貨商管理規則第55條第7款。\n注意事項：受處分人如不服本處分，應於本處分送達之次日起30日內，依訴願法第58條第1項規定，繕具訴願書經由本會（新北市板橋區縣民大道二段7號18樓）向行政院提起訴願。惟依訴願法第93條第1項規定，除法律另有規定外，訴願之提起並不停止本處分之執行。\n正本：陳○○、元富期貨股份有限公司(應受送達人：代表人○○○)\n副本：臺灣期貨交易所股份有限公司(代表人○○○)、中華民國期貨業商業同業公會(代表人○○○)、本會證券期貨局(期貨管理組)","Title":"元富期貨股份有限公司前受雇人違反期貨管理法令裁處案(金管證期字第1120334900號)","category":"3","RegTime":"2023-05-29T00:00:00","RuleName":"官方網址匹配","Tag":{"TagName":"Sanction","Color":"#9B273A","Category":"3","Language":"en","Logo":"https://img.fx696.com/test/bg/638017088565349598/FXR638017088565349598_235021.png_wiki-template-global"},"CreateTime":"2024-03-08T09:44:59","wiki_timestamp":1685318400000}]}]}},"openAccount":null,"tradeEnv":{"TotalDescribe":null,"name":null,"logo":null,"Grade":null,"SpeedGrade":null,"FastestSpeed":null,"FastestSpeed_Open":null,"FastestSpeed_Close":null,"SlowestSpeed":null,"SlowestSpeed_Open":null,"SlowestSpeed_Close":null,"SpeedOverRate":null,"SlipGrade":null,"AveSlip":null,"MaxSlip":null,"MaxSlip_Positive":null,"MaxSlip_Negative":null,"SlipOverRate":null,"CostGrade":null,"AveCost_wh":null,"AveCost_xau":null,"CostOverRate":null,"SwapGrade":null,"AveLongSwap_wh":null,"AveShortSwap_wh":null,"AveLongSwap_xau":null,"AveShortSwap_xau":null,"SwapOverRate":null,"OffLineGrade":null,"AveReconnectNum":null,"AveReconnectTime":null,"OffLineOverRate":null,"AveSpeed":null,"SpeedDescribe_new":null,"SpeedDescribefast_new":null,"SpeedDescribefastopen_new":null,"SpeedDescribefastclose_new":null,"SpeedDescribeslow_new":null,"SpeedDescribeslowopen_new":null,"SpeedDescribeslowclose_new":null,"SlipDescribe_new":null,"SlipDescribemax_new":null,"SlipDescribemax1_new":null,"SlipDescribemax2_new":null,"CostDescribe_new":null,"CostDescribe1_new":null,"CostDescribe2_new":null,"SwapDescribe_new":null,"SwapDescribe1_new":null,"SwapDescribe2_new":null,"OffLineDescribe_new":null,"color":null,"DayTime":null,"TotalTraders":null,"Totalcount":null,"totalbanlance":null,"Sort":null,"SpeedSort":null,"SlipSort":null,"CostSort":null,"SwapSort":null,"OffLineSort":null,"SpeedDescribe":null,"SpeedDescribefast":null,"SpeedDescribefastopen":null,"SpeedDescribefastclose":null,"SpeedDescribeslow":null,"SpeedDescribeslowopen":null,"SpeedDescribeslowclose":null,"SlipDescribe":null,"SlipDescribemax":null,"SlipDescribemax1":null,"SlipDescribemax2":null,"CostDescribe":null,"CostDescribe1":null,"CostDescribe2":null,"SwapDescribe":null,"SwapDescribe1":null,"SwapDescribe2":null,"OffLineDescribe":null,"TotalBrokers":null},"softwareInfo":null,"customerService":{"content":"{brokers name}的客戶服務支持2種語言、1個地區，您可以通過電話與他們聯繫，並收到大部分的相關回答，但是等待時間可能會比較長。","customerServiceDetail":[{"LanguageName":"英語","TraderInvestType":1,"TypeName":"客服電話","Content":"+158 2-27313888"},{"LanguageName":"香港（繁體）","TraderInvestType":1,"TypeName":"客服電話","Content":"+158 0800-088-148"}]},"influenceInfo":{"content1":"{brokers name}的影響力主要分佈在香港、印度、土耳其、台灣、美國，影響力平均指數為6.85，綜合評級為B，詳細信息如下：","content2":"{brokers name}的市場策略：搜索來源Google 93.65%、Image 3.55%、Yahoo 1.79%、Bing 0.53%、Syndicated 0.32%、其他 0.16%。"},"exposure":{"total":0,"items":[]},"comment":{"Total":0,"CommentTotal":0,"AveageScore":0,"Items":null},"traderCode":"6931703948"}