Tokai Tokyo

{"webSite":[{"url":"http://www.tokaitokyo.co.jp/","type":1,"isLegal":true}],"influenceRank":"E","ico":"https://eimgjys.fxeyee.com/ico/636814480265340437/FXT636814480265340437_376703.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/636814480246746523/FXT636814480246746523_312308.png_wiki-template-global","shortName":"Tokai Tokyo","establishYear":2010,"score":"7.94","tradeEnvRank":null,"isCommentProtect":true,"searchCount":157,"summary":{"content":"{brokers name}是一家日本交易商，成立於2010年，受日本金融廳監管，在2022年有3條監管機構披露信息，客戶服務：支持日語，主要服務日本，天眼評分給{brokers name}打了7.94分。"},"advantage":{"advantages":["受日本 FSA金融機構的監管","成立時間較久"],"disadvantages":["有監管機構負面信息披露","會收到大部分的客戶回答，但等待時間較長"]},"highLight":{"regulatorCountry":["日本"],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}受到日本金融廳等金融機構的監管，{brokers name}總部位於日本，成立於2010年。 {brokers name}安全嗎？","regulators":[{"RegulatorCode":"8252320336","FullName":"日本金融廳","ShortName":"日本 FSA","OrganizationName":"東海東京証券株式会社","States":600,"Color":"#2BB351","Annotation":"監管中","RegulationNumber":"東海財務局長（金商）第140号","CountryName":"日本"}],"level":1,"badState":null,"regulatoryDisclosure":{"total":3,"regulatorInfo":[{"RegInfo":{"fullName":"日本金融廳","ShortName":"FSA","ico":"https://eimgjys.fxeyee.com/ico/8252320336/FXR_8252320336_100x100_68868.png_wiki-template-global","hico":"https://eimgjys.fxeyee.com/hico/8252320336/FXR_8252320336_100x100_87002.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/8252320336/FXR_8252320336_400x226_48002.png_wiki-template-global","flag":"https://img.souhei.com.cn/flag/8949fe29bf2a537c/392.png_wiki-template-global","desc":"日本金融服務局（FSA）監管日本所有的金融服務提供商，包括外匯經紀商。 FSA的最終目的是維持該國的金融體係並確保其穩定性。它還負責保護證券投資者，保險保單持有人和存款人的利益。它以多種不同方式實現其目標，包括制定規劃和政策，監督金融服務提供商，監督證券交易以及審查私營部門的金融機構。 FSA成立之初只是一個行政機構，但是在2001年成為日本內閣府的外部代表時，其職責有所擴大。它不僅接管了金融重組委員會的職責，還負責承接破產的金融機構。如今，FSA對日本財務大臣負責，並承擔著廣泛的責任。","banner":"https://img.souhei.com.cn/bg/638049702997975946/FXR638049702997975946_329085.jpg_wiki-template-global","bannerV2":"https://img.souhei.com.cn/bg/638049702997975946/FXR638049702997975946_329085.jpg_wiki-template-global","code":"8252320336","country":"日本","bgColor":"#2E5299","regulatorColor":"#CBD7EE"},"DisclosureDetail":[{"CategoryName":"業務調整","Reason":"（1）檢查欺詐活動和客戶資產異常情況的職能形式化和膚淺（2）防止金融產品事故再次發生的措施不足等。","RegId":"202211150827234694","Content":"2010 年 9 月 16 日金融廳 Tokai Tokyo關於對股份公司的行政處罰 Tokai Tokyo證券交易監督管理委員會對股份公司（以下簡稱“我公司”）進行檢查，發現存在下列違法違規行為，並提出建議。在我司實地考察時，應客戶對我司的詢價，我司業務員連續10多年為特定客戶提供賠損和產量保證，之後，掩蓋資金 涉嫌擅自變賣客戶資產、非法套取現金的嫌疑。公司目前正在對此事的全部細節進行內部調查，本次檢查通過對公司金融產品事故防範制度等進行核查，發現了以下事實。 (1) 對欺詐活動和客戶資產異常情況的檢查功能形式化和膚淺。從銀行等設置的自動存取款機（以下簡稱“atm”）提取了數百次，共計約630次百萬日元。大部分取款是每天重複取款999,000日元，這是ATM的每日取款限額，並且在短時間內大大減少了客戶資產。沒有意識到這種情況。此外，從2007年10月到2010年5月，從2007年10月到2010年5月，銷售人員在一位聲稱提供收益保證等的客戶賬戶中，從atm取款約1000次，共計約1億日元。我存了日元。大部分存款是一天多次存款，ATM一次存款限額10萬日元，一天35次，多日350萬日元。雖然內控經理知道這種情況，但他沒有不進行任何特定的調查。 ○ 業務員負責的客戶，在關注系統和內部巡查中經常被指出存在短期流失、交易餘額大幅下滑、異地客戶等問題，以提取交易客戶應該密切關注。有尤其是在核查某項關注賬戶時，內控經理髮現： a. 經常指出在網點任職時間長、所負責客戶關係長期等問題，但沒有進行了特別調查。 （2）防范金融產品事故等再次發生的措施制定不充分 在檢查期間（2007年11月3日至2010年5月14日）發現公司相當於被解聘對涉及未經授權交易的案件採取防範措施。但是，也有需要很長時間才能發現的損失賠償等惡意違法行為的情況。・我沒有加強。 ○公司已建立工作系列，員工不從招聘部門調動，或調動範圍僅限於某一地區。在這種制度下，員工往往長期在同一個營業廳工作，除了與客戶保持長期關係外，從防止金融產品事故等角度來看，核實業務細節的機會有限. 是一回事。本次檢查期間，曾發生過長期在同一分行任職的與上述職業相關的金融產品事件，營業員a也曾在同一分行任職一年長期從事上述工作。對此，公司未採取任何措施防範與員工長期任期相關的欺詐風險，例如未對曾在同一業務線或曾在同一銷售辦公室任職的員工實施集中監控。很長一段時間。根據《金融商品交易法》第 51 條規定，為了公共利益和投資者對金融商品經營者的經營活動和財產狀況的保護，必須完善本公司的金融商品事故預防制度。被認為適用於某些情況。基於上述情況，今天對我公司採取了以下行政措施。 ○ 根據金融商品交易法第 51 條的業務改善命令 (1) 向受此醜聞影響的客戶提供適當的解釋，並採取一切可能的措施應對客戶。 （二）我們將根據證監會的調查結果，深入調查本次事件的根源，總結問題，從以下幾個方面完善和加強業務管理制度和內部控制制度。 ○ 為防止類似醜聞的發生，在管理團隊的領導下，我們將核查業務管理制度和內部控制制度的狀態，檢查客戶資產的異常波動，並在分支機構進行日常相互制衡。制定防止再次發生的嚴厲措施，包括加強和審查人事管理制度。 ○ 為確保適當的業務運作的有效性，制定必要的製度和對管理人員和員工進行培訓等。 ○ 明確這件事的責任在哪裡。 ○請就上述事項，於2010年10月14日（星期四）之前書面向金融廳報告應對及執行情況。","Title":"對東海東京證券株式會社的行政訴訟","category":"1","RegTime":"2010-09-16T00:00:00","RuleName":"監管號匹配","Tag":{"TagName":"Warning","Color":"#EDA40A","Category":"1","Language":"en","Logo":"https://img.fx696.com/test/bg/638017088595819220/FXR638017088595819220_348933.png_wiki-template-global"},"CreateTime":"2022-11-15T08:27:24","wiki_timestamp":1284595200000},{"CategoryName":"業務調整","Reason":"防止不正當交易的企業信息管理不善","RegId":"202211150655462658","Content":"2004 年 7 月 7 日金融服務局 Tokai Tokyo對股份公司的行政行為 1. Tokai Tokyo經證監會檢查，認定下列違法事實，並提出行政處分建議（2004年6月30日在新窗口中打開）。為防止不公平交易而對公司信息的管理不當公司正在努力防止不公平交易。但是，由於名古屋公司財務部經理（以下簡稱“員工”）等未向市場監督辦公室報告有關場外證券發行人股票分割的公司信息，等，市場監管辦公室未採取適當措施管理此類信息。此外，該員工還向 Iida Securities Co., Ltd. 的董事和銷售經理洩露了該信息以及與公司持有的其他場外證券發行人的股票分割相關的公司信息。這樣，公司沒有採取適當的措施來管理公司信息，並且在被認為不足以防止與公司信息相關的不正當交易的條件下運營。本公司的上述行為，根據證券交易法第43條第2項，被認定為從事證券公司法規定等內閣府令第10條第4項規定的業務行為。 2.基於上述情況，今天對該公司採取了以下行政措施。業務改進令 (1) 充實和加強內部控制系統，提高幹部和員工對法律法規的理解，並徹底遵守法律法規。 （二）制定和落實防止再發措施，明確責任。","Title":"對東海東京證券株式會社的行政訴訟","category":"1","RegTime":"2004-07-07T00:00:00","RuleName":"監管號匹配","Tag":{"TagName":"Warning","Color":"#EDA40A","Category":"1","Language":"en","Logo":"https://img.fx696.com/test/bg/638017088595819220/FXR638017088595819220_348933.png_wiki-template-global"},"CreateTime":"2022-11-15T06:55:46","wiki_timestamp":1089158400000},{"CategoryName":"業務調整","Reason":"交易一系列證券以創造不反映現行市場價格的人為市場價格的行為。","RegId":"202211150711367925","Content":"2003 年 7 月 2 日金融服務局 Tokai Tokyo對股份公司的行政行為 1. Tokai Tokyo經證監會核查，認定下列違法事實，建議採取行政措施（2003年6月23日在新窗口中打開）。進行一系列證券交易以形成不反映現行市場價格的人為市場價格的行為。一系列無意執行的限價買入或賣出指令，意圖移動股票的股價通過向其他市場參與者徵求訂單以對自己有利。消失了。本公司及其職員的上述行為，根據證券交易法第四十二條第一項第九項，認定為證券公司行為規定等內閣府令第四條第三項。 2.基於上述情況，今天對該公司採取了以下行政措施。 （一）停業令自2003年7月7日至2003年7月18日（10日）期間，自營股票買賣業務（2003年7月4日之前履行既有合同）（不包括與之相關的交易）。 (2) 業務改進令 ○充實和加強內部控制系統，徹底落實幹部和員工的合法性，明確責任所在。 ○ 對交易管理制度進行基本審查，制定具體措施，制定並徹底落實防止再次發生的措施。","Title":"對東海東京證券株式會社的行政訴訟","category":"1","RegTime":"2003-07-02T00:00:00","RuleName":"監管號匹配","Tag":{"TagName":"Warning","Color":"#EDA40A","Category":"1","Language":"en","Logo":"https://img.fx696.com/test/bg/638017088595819220/FXR638017088595819220_348933.png_wiki-template-global"},"CreateTime":"2022-11-15T07:11:37","wiki_timestamp":1057104000000}]}]}},"openAccount":null,"tradeEnv":{"TotalDescribe":null,"name":null,"logo":null,"Grade":null,"SpeedGrade":null,"FastestSpeed":null,"FastestSpeed_Open":null,"FastestSpeed_Close":null,"SlowestSpeed":null,"SlowestSpeed_Open":null,"SlowestSpeed_Close":null,"SpeedOverRate":null,"SlipGrade":null,"AveSlip":null,"MaxSlip":null,"MaxSlip_Positive":null,"MaxSlip_Negative":null,"SlipOverRate":null,"CostGrade":null,"AveCost_wh":null,"AveCost_xau":null,"CostOverRate":null,"SwapGrade":null,"AveLongSwap_wh":null,"AveShortSwap_wh":null,"AveLongSwap_xau":null,"AveShortSwap_xau":null,"SwapOverRate":null,"OffLineGrade":null,"AveReconnectNum":null,"AveReconnectTime":null,"OffLineOverRate":null,"AveSpeed":null,"SpeedDescribe_new":null,"SpeedDescribefast_new":null,"SpeedDescribefastopen_new":null,"SpeedDescribefastclose_new":null,"SpeedDescribeslow_new":null,"SpeedDescribeslowopen_new":null,"SpeedDescribeslowclose_new":null,"SlipDescribe_new":null,"SlipDescribemax_new":null,"SlipDescribemax1_new":null,"SlipDescribemax2_new":null,"CostDescribe_new":null,"CostDescribe1_new":null,"CostDescribe2_new":null,"SwapDescribe_new":null,"SwapDescribe1_new":null,"SwapDescribe2_new":null,"OffLineDescribe_new":null,"color":null,"DayTime":null,"TotalTraders":null,"Totalcount":null,"totalbanlance":null,"Sort":null,"SpeedSort":null,"SlipSort":null,"CostSort":null,"SwapSort":null,"OffLineSort":null,"SpeedDescribe":null,"SpeedDescribefast":null,"SpeedDescribefastopen":null,"SpeedDescribefastclose":null,"SpeedDescribeslow":null,"SpeedDescribeslowopen":null,"SpeedDescribeslowclose":null,"SlipDescribe":null,"SlipDescribemax":null,"SlipDescribemax1":null,"SlipDescribemax2":null,"CostDescribe":null,"CostDescribe1":null,"CostDescribe2":null,"SwapDescribe":null,"SwapDescribe1":null,"SwapDescribe2":null,"OffLineDescribe":null,"TotalBrokers":null},"softwareInfo":null,"customerService":{"content":"{brokers name}的客戶服務支持1種語言、1個地區，您可以通過電話與他們聯繫，並收到大部分的相關回答，但是等待時間可能會比較長。","customerServiceDetail":[{"LanguageName":"日語","TraderInvestType":1,"TypeName":"客服電話","Content":"+392 0120-848-104"}]},"influenceInfo":null,"exposure":{"total":0,"items":[]},"comment":{"Total":4,"CommentTotal":4,"AveageScore":4,"Items":[{"CommentId":"Co202211221831187507","OriginTitle":null,"OriginContent":"En general, el servicio de Tokai es satisfactorio, pero me detuve en el último paso antes de abrir una cuenta. Esta empresa requiere que pague una tarifa por adelantado. Sé que esto puede no ser una estafa, pero no quiero correr el riesgo. ¿Por qué no comercio con un corredor que es completamente libre de abrir una cuenta?","TranslateTitle":"","TranslateContent":"總的來說，Tokai的服務還是令人滿意的，但我在開戶前的最後一步就停了下來。該公司要求您預先支付費用。我知道這可能不是騙局，但我不想冒險。為什麼不與完全免費開戶的經紀商進行交易？","CountryCode":"724","CountryName":"西班牙","Flag":"https://img.souhei.com.cn/flags/724.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4561150407&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-22T06:51:57","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4561150407","SubjectCode":null,"ShowTimeTimestamp":1669099917,"ShowTimeTimestampMs":1669099917000,"TraderInfo":{"code":"4561150407","name":"Tokai Tokyo","ico":"https://eimgjys.fxeyee.com/ico/636814480265340437/FXT636814480265340437_376703.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1100,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1035404423","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":" kvb刘跃文141319","Avatar":"https://img.souhei.com.cn//thirdparty/1035404423/1035404423_42981.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"es","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":3,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211176241365944","OriginTitle":null,"OriginContent":"Tokai Tokyo’s trading app is easy to use, no need to install trouble apps. However, its customer support seems not responsive…","TranslateTitle":"","TranslateContent":"Tokai Tokyo 的交易應用程序易於使用，無需安裝麻煩的應用程序。然而，它的客戶支持似乎沒有反應......","CountryCode":"344","CountryName":"中國香港","Flag":"https://img.souhei.com.cn/flags/344.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4561150407&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-17T05:39:43","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4561150407","SubjectCode":null,"ShowTimeTimestamp":1668663583,"ShowTimeTimestampMs":1668663583000,"TraderInfo":{"code":"4561150407","name":"Tokai Tokyo","ico":"https://eimgjys.fxeyee.com/ico/636814480265340437/FXT636814480265340437_376703.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1052,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1016118294","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"FX1016118294","Avatar":"https://img.souhei.com.cn//thirdparty/1016118294/1016118294_88962.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":3,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211171881452554","OriginTitle":null,"OriginContent":"I would say its customer suppport center is pretty good, and opening an account is hassle-free. I haven't tried this broker yet, for it is a Japanese broker that I would not like to try...","TranslateTitle":"","TranslateContent":"我會說它的客戶支持中心非常好，開戶也很輕鬆。我還沒有嘗試過這個經紀人，因為它是一個我不想嘗試的日本經紀人......","CountryCode":"344","CountryName":"中國香港","Flag":"https://img.souhei.com.cn/flags/344.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4561150407&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-17T01:26:54","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4561150407","SubjectCode":null,"ShowTimeTimestamp":1668648414,"ShowTimeTimestampMs":1668648414000,"TraderInfo":{"code":"4561150407","name":"Tokai Tokyo","ico":"https://eimgjys.fxeyee.com/ico/636814480265340437/FXT636814480265340437_376703.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":904,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1023493382","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"单云涛","Avatar":"https://img.souhei.com.cn//thirdparty/1023493382/1023493382_44041.png_wiki-template-global","IsKOL":false,"RoleName":"IB","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":3,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211155121353543","OriginTitle":null,"OriginContent":"Nothing to complain. My expreience at Tokai Tokyo is good.","TranslateTitle":"","TranslateContent":"沒什麼可抱怨的。我在東海東京的經歷很好。","CountryCode":"156","CountryName":"中國","Flag":"https://img.souhei.com.cn/flags/156.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4561150407&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-15T07:20:53","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4561150407","SubjectCode":null,"ShowTimeTimestamp":1668496853,"ShowTimeTimestampMs":1668496853000,"TraderInfo":{"code":"4561150407","name":"Tokai Tokyo","ico":"https://eimgjys.fxeyee.com/ico/636814480265340437/FXT636814480265340437_376703.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1036,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1018038593","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"夏35216","Avatar":"https://img.souhei.com.cn//thirdparty/1018038593/1018038593_68285.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":5,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null}]},"traderCode":"4561150407"}