Northern Trust

{"webSite":[{"url":"https://www.northerntrust.com/","type":1,"isLegal":true}],"influenceRank":"A","ico":"https://eimgjys.fxeyee.com/ico/6221190619/FXT6221190619_300092.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/6221190619/FXT6221190619_579959.png_wiki-template-global","shortName":"Northern Trust","establishYear":2018,"score":"1.53","tradeEnvRank":null,"isCommentProtect":true,"searchCount":23,"summary":{"content":"{brokers name}是一家英国交易商，成立于2018年，在2022年有1条监管机构披露信息，客户服务：支持英语，主要服务美国，{brokers name}的影响力主要分布在奥地利、澳大利亚、巴西、加拿大、瑞士、中国、捷克、德国、爱沙尼亚、埃及，影响力平均指数为7.56，综合评级为A，天眼评分给{brokers name}打了1.53分。"},"advantage":{"advantages":["成立时间较久","在线客服支持"],"disadvantages":["有监管机构负面信息披露","该交易商天眼评分较低","会收到大部分的客户回答，但等待时间较长"]},"highLight":{"regulatorCountry":[],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}超限经营英国 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nfa 的商业行为委员会 (bcc) 发布，基于 bcc 发出的投诉和提交的和解提议 Northern Trust，其中它既不承认也不否认这些指控。","RegId":"202211280811521570","Content":"新闻稿 2022 | 2021 | 年2020 | 2019 | 2018 | Show more years 通过电子邮件将其发送给朋友，以便在 2021 年 6 月 29 日立即发布以获取更多信息，请联系：christie hillsman，312-781-1497，chillsman@nfa.futures.org karen wuertz，312-781-1335，kwuertz@nfa.futures。 org nfa 订购芝加哥，病了。交换经销商 Northern Trust公司支付 999,000 美元罚款 6 月 29 日，芝加哥——NFA 已下令芝加哥生病。掉期交易商 (sd) Northern Trust公司 （ Northern Trust ) 支付 999,000 美元的罚款。该决定由 nfa 的商业行为委员会 (bcc) 发布，基于 bcc 发出的投诉和提交的和解提议 Northern Trust，其中它既不承认也不否认这些指控。投诉指称 Northern Trust未能建立适当的书面程序，以确保公司在进行掉期交易之前或同时与交易对手执行书面掉期交易关系文件。投诉还称 Northern Trust未能在进行掉期交易之前向掉期交易对手方提供某些重大披露，并且未能向某些交易对手方提供所需的交易前中间市场标记和每日标记。投诉还称 Northern Trust未能充分实施旨在确保遵守 CFTC 商业行为标准的程序，未能建立和实施合理设计的程序来处理、管理响应、补救、重新测试和解决不合规问题。最后，投诉称 Northern Trust未能建立和实施适当的制度来认真监督其可持续发展活动。 bcc 在其决定中发现 Northern Trust犯下了所谓的违规行为，并被认为 Northern Trust最近在接受和解提议方面做出的补救努力。投诉和决定的完整文本可以在 nfa 的网站上查看。","Title":"NFA 责令伊利诺伊州芝加哥的掉期交易商 The Northern Trust Company 支付 999,000 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