General Information
Founded in March 1989, Moore Capital Management, LP. (MCM) is a private investment management firm that invests in the global financial markets. Headquartered in New York, the company has additional offices in London and Hong Kong.
Business Scope
MCM provides investment management services to its institutional and high net worth clients through several privately offered funds, including two global diversified hedge funds, as well as funds that concentrate on the global fixed income and emerging market sectors.
Regulatory Risk
MCM HK Office, Moore Capital Asia Limited, had held a license (No. AUZ755) issued by the Hong Kong Securities and Futures Commission (SFC), which allowed it to deal in futures contracts. However, it has been verified that the broker currently has no valid regulatory. Specifically, the official regulatory status of mentioned license is revoked. Please be aware of the risk!
Legal Issues
U.S Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) had found an employee or advisory affiliate to MCM have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted. The two regulators had imposed a civil money penalty on an employee or advisory affiliate, and been ordered to cease and desist from any activity.
Contact Information
MCM might be reached through telephone: 1-212-782-7000 (New York) / +852 2901 7410 (Hong Kong). The following addresses are also accessible - Headquarter: 1 Times Square New York, NY 10036 United States. Hong Kong Office: Unit 1303-05 13/F AIA Central, 1 Connaught Road Central, Hong Kong.
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