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/10
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Dealing in futures contracts
SFC Regulated
Investment Advisory License
FCA Exceeded
Company Name:
G. H. FinancialsCompany Abbreviation:
GHPlace of registration:
Regulatory Status:
RegulatedCustomer Service Email Address:
enquiries@ghfinancials.comCustomer Service Phone Number:
852-5808-0324-2210Company summary
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The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Dealing in futures contractsRegulated in Country/Area
Regulatory License No.:
BBU921Email Address of Licensed Institution :
hkcompliance@ghfinancials.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
香港中環皇后大道中99號中環中心29樓2905-06室Phone Number of Licensed Institution :
--Licensed Institution Certified Documents :
BBU921 View Certified Documents 港汇-HKSFC牌照200604 View Certified Documents 2 View Certified DocumentsThe Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.
Current Status:
ExceededLicense Type:
Investment Advisory LicenseRegulated in Country/Area
Regulatory License No.:
161807Email Address of Licensed Institution :
compliance@ghfinancials.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
4Th Floor 29 LudGaTe Hill London EC4M 7JR UNITED KINGDOMPhone Number of Licensed Institution :
4402076536400Licensed Institution Certified Documents :
GH Financials NFA牌照信息--20190329 View Certified DocumentsIdentification Result
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2021.04.19 updated
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