The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.
License Type:Retail Forex License
Regulated in Country/AreaJapan
Regulatory License No.：7010001125714
Email Address of Licensed Institution :--
License Type:No Sharing
Website of Licensed Institution :
Expiry Date :--
Address of Licensed Institution :東京都千代田区丸の内3-3-1
Phone Number of Licensed Institution :0356443111
Licensed Institution Certified Documents :SMBC Nikko.FSA监管截图 View Certified Documents
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The data are from WIKI Research 2021.09.26 updated
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General Information & Regulation of SMBC Nikko
SMBC Nikko is one of Japan's leading full-line securities firms with an international network covering all client segments and offering a wide range of financial products and services. In August 2010, SMBC Nikko established its Equity Research Department to research and analyze industry and company earnings and stock price trends to provide investment information. SMBC Nikko owns several overseas branches and subsidiaries to fulfill investors' various needs, providing high value-added financial products, services, and approaches. SMBC Nikko is currently regulated by the Financial Services Agency of Japan (Regulatory Number: 7010001125714).
Main Business of SMBC Nikko
SMBC Nikko offers high-quality asset management advisory services to individual clients, as well as two service courses (namely general courses, direct courses). Under the General Course, clients can trade financial products while receiving advice, investment information, and face-to-face counseling from designated professionals through the company's nationwide branches. Under the latter course, clients can trade stocks at discounted prices and receive commissions through SMBC Nikko's online trading or call center services. For corporate clients, SMBC Nikko has set up specific departments based on business type to enrich the knowledge to best meet the specific business needs of the client. These designated departments strive to provide enhanced value to corporations, financial institutions, public service companies, local public agencies, government organizations, or wholesale clients through teamwork across products, regions, and departments.
Minimum Dposit of SMBC Nikko
The minimum depsoit requirements details are not fully disclosed on the SMBC Nikko website, so it is unknown the precise amount to start trading with this stockbroker.
Leverage of SMBC Nikko
SMBC Nikko official website does not show up any leverage related information, therefore we have no idea whether trading leverage can be applied on stocks trading.
Spreads of SMBC Nikko
No spread segments can be found on the SMBC Nikko website.
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