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    SMBC Nikko

    10-15 years
    Regulated in Japan
    Retail Forex License
    Non MT4/5 Software




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    Financial Services Agency

    Retail Forex License

    FSA Regulated


    • Company Name:

      SMBC Nikko Securities Inc.
    • Company Abbreviation:

      SMBC Nikko
    • Place of registration:

      SMBC NikkoJapan
    • Regulatory Status:

    • Customer Service Email Address:

    • Customer Service Phone Number:

    • Company summary

      GeneralInformation&RegulationofSMBCNikkoSMBCNikkoisoneofJapan'sleadingfull-linesecuritiesfirmswithaninternationalnetworkcoveringallclientsegmentsandofferingawiderangeoffinancialproductsandservices.InAugust2010,SMBCNikkoestablisheditsEquityResearchDepartmenttoresearchandanalyzeindustryandcompanyearningsandstockpricetrendstoprovideinvestmentinformation.SMBCNikkoownsseveraloverseasbranchesandsubsidiariestofulfillinvestors'variousneeds,providinghighvalue-addedfinancialproducts,services,andapproaches.SMBCNikkoiscurrentlyregulatedbytheFinancialServicesAgencyofJapan(RegulatoryNumber:7010001125714).MainBusinessofSMBCNikkoSMBCNikkooffershigh-qualityassetmanagementadvisoryservicestoindividualclients,aswellastwoservicecourses(namelygeneralcourses,directcourses).UndertheGeneralCourse,clientscantradefinancialproductswhilereceivingadvice,investmentinformation,andface-to-facecounselingfromdesignatedprofessionalsthroughthecompany'snationwidebranches.Underthelattercourse,clientscantradestocksatdiscountedpricesandreceivecommissionsthroughSMBCNikko'sonlinetradingorcallcenterservices.Forcorporateclients,SMBCNikkohassetupspecificdepartmentsbasedonbusinesstypetoenrichtheknowledgetobestmeetthespecificbusinessneedsoftheclient.Thesedesignateddepartmentsstrivetoprovideenhancedvaluetocorporations,financialinstitutions,publicservicecompanies,localpublicagencies,governmentorganizations,orwholesaleclientsthroughteamworkacrossproducts,regions,anddepartments.MinimumDpositofSMBCNikkoTheminimumdepsoitrequirementsdetailsarenotfullydisclosedontheSMBCNikkowebsite,soitisunknownthepreciseamounttostarttradingwiththisstockbroker.LeverageofSMBCNikkoSMBCNikkoofficialwebsitedoesnotshowupanyleveragerelatedinformation,thereforewehavenoideawhethertradingleveragecanbeappliedonstockstrading.SpreadsofSMBCNikkoNospreadsegmentscanbefoundontheSMBCNikkowebsite. About More
    Pyramid scheme complaint

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    Financial Services Agency

    Financial Services Agency (FSA)

    The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

    • Licensed Institution :


      Effective Date :

    • Email Address of Licensed Institution :


      License Type:

      No Sharing
    • Website of Licensed Institution :


      Expiry Date :

    • Address of Licensed Institution :


      Phone Number of Licensed Institution :

    • Licensed Institution Certified Documents :

      SMBC Nikko.FSA监管截图 View Certified Documents

    SMBC Nikko · MT4/5

    Identification Result

      SMBC Nikko · Website

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          SMBC Nikko· Genealogy

          SMBC Nikko · Clones

          SMBC Nikko · Market Analysis

          The data are from WIKI Research    2021.09.26 updated

          WikiFX prompts you

          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

          SMBC Nikko · Survey×

          SMBC Nikko



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          Data Sources WikiResearch 2021.09.26 Update


          Data Sources WikiResearch 2021.09.26 Update

          SMBC Nikko · Chart

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          Data Sources WikiResearch 2021.09.26 Update

          WikiFX·pyramid scheme complaint
          1  Know about pyramid scheme  >
          2  Pyramid scheme complaint   >
          3  Done
          1. What is pyramid scheme complaint?
          With the continuous development of the forex market, more and more Ponzi schemes have poured in, and global investors have suffered greatly. WikiFX has set up a complaint channel in order to ensure the funds security and prevent more scams. We sincerely invite foreign exchange investors to report such fraud platforms and jointly purify the market environment!
          2. 10 Features of Pyramid Scheme
          High Profit Promised Level Marketing Required Multi-level Marketing False Advertising Master Trader Awarded 'Datuk' Brainwashing-style training Fake Regulation Copycat of other platforms Marketing & PR campaigns
          Report immediately
          Report This Platform
          SMBC Nikko
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          You can check the real-time processing progress in 'User Center-My Release-Ponzi Scheme'

          SMBC Nikko · Company summary

            General Information & Regulation of SMBC Nikko

            SMBC Nikko is one of Japan's leading full-line securities firms with an international network covering all client segments and offering a wide range of financial products and services. In August 2010, SMBC Nikko established its Equity Research Department to research and analyze industry and company earnings and stock price trends to provide investment information. SMBC Nikko owns several overseas branches and subsidiaries to fulfill investors' various needs, providing high value-added financial products, services, and approaches. SMBC Nikko is currently regulated by the Financial Services Agency of Japan (Regulatory Number: 7010001125714).

            Main Business of SMBC Nikko

            SMBC Nikko offers high-quality asset management advisory services to individual clients, as well as two service courses (namely general courses, direct courses). Under the General Course, clients can trade financial products while receiving advice, investment information, and face-to-face counseling from designated professionals through the company's nationwide branches. Under the latter course, clients can trade stocks at discounted prices and receive commissions through SMBC Nikko's online trading or call center services. For corporate clients, SMBC Nikko has set up specific departments based on business type to enrich the knowledge to best meet the specific business needs of the client. These designated departments strive to provide enhanced value to corporations, financial institutions, public service companies, local public agencies, government organizations, or wholesale clients through teamwork across products, regions, and departments.

            Minimum Dposit of SMBC Nikko

            The minimum depsoit requirements details are not fully disclosed on the SMBC Nikko website, so it is unknown the precise amount to start trading with this stockbroker.

             Leverage of SMBC Nikko

            SMBC Nikko official website does not show up any leverage related information, therefore we have no idea whether trading leverage can be applied on stocks trading.

            Spreads of SMBC Nikko

            No spread segments can be found on the SMBC Nikko website.

          Risk Warning

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          Given the complexity of forex industry, some brokers are issued legal licenses by cheating regulation institutes. If the data published by WikiFX are not in accordance with the fact, please click 'Complaints 'and 'Correction' to inform us. We will check immediately and release the results.

          Foreign exchange, precious metals and over-the-counter (OTC) contracts are leveraged products, which have high risks and may lead to losses of your investment principal. Please invest rationally.

          Special Note, the content of the Wikifx site is for information purposes only and should not be construed as investment advice. The Forex broker is chosen by the client. The client understands and takes into account all risks arising with Forex trading is not relevant with WikiFX, the client should bear full responsibility for their consequences.