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Brokers

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    UBS

    10-15 years
    Regulated in China Hong Kong
    Futures License
    Non MT4/5 Software

    Score

    0 1 2 3 4 5 6 7 8 9
    .
    0 1 2 3 4 5 6 7 8 9
    0 1 2 3 4 5 6 7 8 9

     /10

    License Index

    8.36

    Business Index

    8.63

    Risk Management Index

    9.87

    Software Index

    7.48

    Regulatory Index

    8.33

    Licenses

    China Financial Futures Exchange

    Futures License

    CFFEXRegulated

    Securities and Futures Commission of Hongkong

    Futures License

    SFCRegulated

    Securities and Futures Commission of Hongkong

    Futures License

    SFCRegulated

    Overview

    • Company Name:

      UBS Securities Asia Limited
    • Company Abbreviation:

      UBS
    • Country/Area of Registry:

      UBSChina Hong Kong
    • Regulatory Status:

      Regulated
    • Customer Service Email Address:

      --
    • Customer Service Phone Number:

      +852 2971 8888

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    • Genealogy

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    • Keywords

    China Financial Futures Exchange

    China Financial Futures Exchange (CFFEX)

    China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.

    • Licensed Institutions :

      瑞银期货有限责任公司

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      Expiry Date :

      --
    • Website of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Address of Licensed Institution:

      --
    • Licensed Institution Certified Documents :

      瑞银期货 牌照信息--20190219更新 View Certified Documents
    Securities and Futures Commission of Hongkong

    Securities and Futures Commission of Hongkong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      UBS Securities Asia Limited

      Effective Time :

      2005-05-21
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      Expiry Date :

      --
    • Website of Licensed Institution :

      https://www.ubs.com

      Phone Number of Licensed Institution :

      --
    • Address of Licensed Institution:

      香港中環金融街8 號國際金融中心二期46-52樓
    • Licensed Institution Certified Documents :

      AAV882 牌照地址 View Certified Documents AAV882 牌照信息 View Certified Documents
    Securities and Futures Commission of Hongkong

    Securities and Futures Commission of Hongkong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      UBS Securities Hong Kong Limited

      Effective Time :

      2016-12-19
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      Expiry Date :

      --
    • Website of Licensed Institution :

      www.ubs.com

      Phone Number of Licensed Institution :

      --
    • Address of Licensed Institution:

      香港中環金融街8號國際金融中心2期46-52樓
    • Licensed Institution Certified Documents :

      BIN466 牌照信息 View Certified Documents BIN466 牌照地址 View Certified Documents
    UBS · MT4/5

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      UBS · Website

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          UBS· Genealogy
          UBS · Clones
          UBS · Keywords
          10-15 years Regulated in China Hong Kong Regulated in China Futures License Non MT4/5 Software Suspicious Scope of Business
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          UBS

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