
Saxo · Singapore
2019-08-09
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License Index
Business Index
Risk Management Index
Software Index
Regulatory Index
Retail Forex License
BDFRegulated
Futures License
SFCRegulated
Retail Forex License
FSARegulated
Retail Forex License
MASRegulated
Market Making(MM)
FCARegulated
Common Business Registration
ASICOverrun
Common Financial Service License
BDFOverrun
Common Financial Service License
DFSAOverrun
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Company Summary
Company Name : Saxo Capital Markets UK Limited
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Company Abbreviation : Saxo
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Country/Area of Registry : |
Regulatory Status : Regulated
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Customer Service Email Address :
enquiries@saxomarkets.com.au
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Customer Service Phone Number :
+852 3760 1378
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The Autorité de contrôle prudentiel et de résolution(ACPR) is charged with preserving the stability of the financial system and protecting the customers, insurance policyholders, members and beneficiaries of the persons that it supervises.It is responsible for: issuing licences and authorisations as laid down in legislation and regulations;supervising compliance with rules designed to protect customers, whether these rules stem from legislation and regulations, codes of conduct approved at the request of a professional association or industry best practices that the Authority either observes or recommends,etc.
Current Status:
RegulatedLicense Type:
Retail Forex LicenseRegulated in Country/Area
Regulatory License No.:
71081Licensed Institutions :
Effective Time :
--Email Address of Licensed Institution :
--Expiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
--Address of Licensed Institution:
--Licensed Institution Certified Documents :
Saxo 监管页截图 View Certified DocumentsThe Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Futures LicenseRegulated in Country/Area
Regulatory License No.:
AVD061Licensed Institutions :
Effective Time :
2011/1/19Email Address of Licensed Institution :
--Expiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
852 22311222Address of Licensed Institution:
香港中環干諾道中50號中國農業銀行大廈12樓1201-1202室Licensed Institution Certified Documents :
AVD061 View Certified DocumentsThe Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.
Current Status:
RegulatedLicense Type:
Retail Forex LicenseRegulated in Country/Area
Regulatory License No.:
8010401082810Licensed Institutions :
Effective Time :
--Email Address of Licensed Institution :
equestion@fsa.go.jpExpiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
810335066000Address of Licensed Institution:
東京都港区虎ノ門1-2-8Licensed Institution Certified Documents :
Saxo Bank View Certified DocumentsMAS is the integrated regulator and supervisor of financial institutions in Singapore. In 1970, Parliament passed the Monetary Authority of Singapore Act leading to the formation of MAS on 1 January 1971. The passing of the MAS Act gave MAS the authority to regulate the financial services sector in Singapore.MAS has been given powers to act as a banker to and financial agent of the Government. It has also been entrusted to promote monetary stability, and make credit and exchange policies conducive to the growth of the economy. In April 1977, the Government decided to bring the regulation of the insurance industry under MAS. The regulatory functions under the Securities Industry Act (1973) were also transferred to MAS in September 1984.MAS now administers the various statutes pertaining to money, banking, insurance, securities and the financial sector. Following its merger with the Board of Commissioners of Currency on 1 October 2002, MAS also assumed the function of currency issuance.
Current Status:
RegulatedLicense Type:
Retail Forex LicenseRegulated in Country/Area
Regulatory License No.:
UnreleasedLicensed Institutions :
Effective Time :
--Email Address of Licensed Institution :
--Expiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
656225-5577Address of Licensed Institution:
3 CHURCH STREET #30-00 SAMSUNG HUB 049483Licensed Institution Certified Documents :
saxo View Certified Documents Saxo FINMA监管截图 View Certified DocumentsThe Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.
Current Status:
RegulatedLicense Type:
Market Making(MM)Regulated in Country/Area
Regulatory License No.:
551422Licensed Institutions :
Effective Time :
2011/10/5Email Address of Licensed Institution :
consumer.queries@fca.org.ukExpiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
44 2070661000Address of Licensed Institution:
26Th Floor 40 Bank STreeT London E14 5DA UNITED KINGDOMLicensed Institution Certified Documents :
Saxo _FCA交易商监管信息表_查询结果 View Certified Documents Saxo FCA牌照信息__20190809更新.jpg View Certified Documents Saxo FCA牌照更新20190111.png View Certified DocumentsThe Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.
Current Status:
OverrunLicense Type:
Common Business RegistrationRegulated in Country/Area
Regulatory License No.:
126373859Licensed Institutions :
Effective Time :
2007/7/4Email Address of Licensed Institution :
--Expiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
61 351773988Address of Licensed Institution:
SYDNEY NSW 2000Licensed Institution Certified Documents :
SAXO CAPITAL MARKETS PTY. LTD._ASIC监管信息查询 View Certified DocumentsThe Autorité de contrôle prudentiel et de résolution(ACPR) is charged with preserving the stability of the financial system and protecting the customers, insurance policyholders, members and beneficiaries of the persons that it supervises.It is responsible for: issuing licences and authorisations as laid down in legislation and regulations;supervising compliance with rules designed to protect customers, whether these rules stem from legislation and regulations, codes of conduct approved at the request of a professional association or industry best practices that the Authority either observes or recommends,etc.
Current Status:
OverrunLicense Type:
Common Financial Service LicenseRegulated in Country/Area
Regulatory License No.:
15868Licensed Institutions :
Effective Time :
--Email Address of Licensed Institution :
--Expiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
--Address of Licensed Institution:
--Licensed Institution Certified Documents :
Saxo BDF监管截图1 View Certified Documents Saxo BDF监管截图2 View Certified DocumentsThe Dubai Funancial Service Authority (DFSA) isthe indepentent regulator of financial services conducted in or from the DIFC, a purpose-built financial free zone in Dubai, UAE.The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange. In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing anti-money laundering (AML) and counter-terrorist financing (CTF) requirements applicable in the DIFC. The DFSA has also accepted a delegation of powers from the DIFC Registrar of Companies (RoC) to investigate the affairs of DIFC companies and partnerships where a material breach of DIFC Companies Law is suspected and to pursue enforcement remedies available to the Registrar.
Current Status:
OverrunLicense Type:
Common Financial Service LicenseRegulated in Country/Area
Regulatory License No.:
F001886Licensed Institutions :
Effective Time :
2018/1/3Email Address of Licensed Institution :
markets@dfsa.aeExpiry Date :
--Website of Licensed Institution :
--Phone Number of Licensed Institution :
971 04 362 1500Address of Licensed Institution:
--Licensed Institution Certified Documents :
Saxo DFSA监管截图 View Certified DocumentsIdentification Result
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