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Brokers

    Saxo

    15-20 years
    Regulated in United Kingdom
    Market Making(MM)
    Non MT4/5 Software

    Rating

    0 1 2 3 4 5 6 7 8 9
    .
    0 1 2 3 4 5 6 7 8 9
    0 1 2 3 4 5 6 7 8 9

     /10

    License Index

    9.36

    Business Index

    9.06

    Risk Management Index

    0.0

    Software Index

    8.44

    Regulatory Index

    9.33

    Licenses

    Financial Conduct Authority

    Market Making(MM)

    FCARegulated

    Financial Services Agency

    Retail Forex License

    FSARegulated

    Securities and Futures Commission of Hongkong

    Futures & Forex License

    SFCRegulated

    Banque de France

    Retail Forex License

    BDFRegulated

    Swiss Financial Market Supervisory Authority

    Financial Service

    FINMARegulated

    Monetary Authority of Singapore

    Retail Forex License

    MASRegulated

    Banque de France

    Common Financial Service License

    BDFExceeded

    Dubai Financial Services Authority

    Common Financial Service License

    DFSARevoked

    Australia Securities & Investment Commission

    Common Business Registration

    ASICExceeded

    Overview

    • Company Name:

      Saxo Capital Markets UK Limited
    • Company Abbreviation:

      Saxo
    • Country/Area of Registry:

      SaxoUnited Kingdom
    • Regulatory Status:

      Regulated
    • Customer Service Email Address:

      info@saxomarkets.com.hk
    • Customer Service Phone Number:

      +852 3760 1378

    WikiFX APP!

    Global Forex Broker Regulatory Inquiry APP!

    WikiFX Risk Alerts

    Previous Detection: 2020.10.28 Risk: 7 Item

    • The number of the complaints received by WikiFX have reached 8 for this broker in the past 3 months, please be aware of the risk and the potential scam!
    • The number of this brokers's nagitive field survey reviews has reached 1, please be aware of the risk and the potential scam!
    • United Arab EmiratesDFSA (license number: F001886) The regulatory status is abnormal, the official regulatory status is Revoked, please be aware of the risk!
    • This broker exceeds the business scope regulated by Australia ASIC(license number: 126373859)Administration of Industry and Commerce-Register Non-Forex License, please be aware of the risk!
    • This broker exceeds the business scope regulated by France BDF(license number: 15868)National Futures Association-UNFX Non-Forex License, please be aware of the risk!
    • This broker exceeds the business scope regulated by United Arab Emirates DFSA(license number: F001886)National Futures Association-UNFX Non-Forex License, please be aware of the risk!
    • Current data shows that this broker is using Non MT4/5 Software

    WikiFX Verification

    • Survey

    • MT4/5

    • Website

    • Genealogy

    • Clones

    • Keywords

    • Time Machine

    • Influence Ranking

    • Score

    Financial Conduct Authority

    Financial Conduct Authority (FCA)

    The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.

    • Licensed Institutions :

      Saxo Capital Markets UK Limited

      Effective Time :

      2011-10-05
    • Email Address of Licensed Institution :

      ukcompliance@saxomarkets.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.home.saxo/en-gb/

      Expiry Date :

      --
    • Address of Licensed Institution :

      26th Floor40 Bank Street London E14 5DA UNITED KINGDOM

      Phone Number of Licensed Institution :

      4402071512000
    • Licensed Institution Certified Documents :

      Saxo FCA牌照信息__20190809更新.jpg View Certified Documents Saxo FCA牌照更新20190111.png View Certified Documents Saxo _FCA交易商监管信息表_查询结果 View Certified Documents
    Financial Services Agency

    Financial Services Agency (FSA)

    The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

    • Licensed Institutions :

      Saxo Bank Securities Ltd.

      Effective Time :

      2007-09-30
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      東京都港区虎ノ門1-2-8

      Phone Number of Licensed Institution :

      0355116070
    • Licensed Institution Certified Documents :

      Saxo Bank View Certified Documents Saxo - FSA牌照200401 View Certified Documents
    Securities and Futures Commission of Hongkong

    Securities and Futures Commission of Hongkong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司

      Effective Time :

      2011-01-19
    • Email Address of Licensed Institution :

      hkcompliance@saxomarkets.com.hk

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.saxomarkets.com.hk

      Expiry Date :

      --
    • Address of Licensed Institution :

      香港中環皇后大道中12號上海商業銀行大廈19樓

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Saxo - SFC牌照1_200401 View Certified Documents AVD061 SFC20200923地址更新 View Certified Documents AVD061 View Certified Documents Saxo Capital SFC监管信息截图20200409 View Certified Documents Saxo - SFC牌照2_200401 View Certified Documents
    Banque de France

    Banque de France (BDF)

    The Autorité de contrôle prudentiel et de résolution(ACPR) is charged with preserving the stability of the financial system and protecting the customers, insurance policyholders, members and beneficiaries of the persons that it supervises.It is responsible for: issuing licences and authorisations as laid down in legislation and regulations;supervising compliance with rules designed to protect customers, whether these rules stem from legislation and regulations, codes of conduct approved at the request of a professional association or industry best practices that the Authority either observes or recommends,etc.

    • Licensed Institutions :

      Saxo bank A/S

      Effective Time :

      2001-09-25
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      Philip Heymans Allé 15 - 2900

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Saxo 监管页截图 View Certified Documents Saxo-BDF牌照200401 View Certified Documents
    Swiss Financial Market Supervisory Authority

    Swiss Financial Market Supervisory Authority (FINMA)

    FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, exchanges, securities dealers, collective investment schemes, and their asset managers and fund management companies. It also regulates distributors and insurance intermediaries. It is charged with protecting creditors, investors and policyholders. FINMA is responsible for ensuring that Switzerland’s financial markets function effectively.

    • Licensed Institutions :

      SAXO BANK (SCHWEIZ) AG

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Saxo FINMA监管截图 View Certified Documents Saxo-Finma牌照200401 View Certified Documents
    Monetary Authority of Singapore

    Monetary Authority of Singapore (MAS)

    MAS is the integrated regulator and supervisor of financial institutions in Singapore. In 1970, Parliament passed the Monetary Authority of Singapore Act leading to the formation of MAS on 1 January 1971. The passing of the MAS Act gave MAS the authority to regulate the financial services sector in Singapore.MAS has been given powers to act as a banker to and financial agent of the Government. It has also been entrusted to promote monetary stability, and make credit and exchange policies conducive to the growth of the economy. In April 1977, the Government decided to bring the regulation of the insurance industry under MAS. The regulatory functions under the Securities Industry Act (1973) were also transferred to MAS in September 1984.MAS now administers the various statutes pertaining to money, banking, insurance, securities and the financial sector. Following its merger with the Board of Commissioners of Currency on 1 October 2002, MAS also assumed the function of currency issuance.

    • Licensed Institutions :

      SAXO CAPITAL MARKETS PTE. LTD.

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.saxomarkets.com.sg

      Expiry Date :

      --
    • Address of Licensed Institution :

      3 CHURCH STREET #30-00 SAMSUNG HUB 049483

      Phone Number of Licensed Institution :

      +65 63037800
    • Licensed Institution Certified Documents :

      saxo View Certified Documents SAXO-MAS牌照200401 View Certified Documents
    Banque de France

    Banque de France (BDF)

    The Autorité de contrôle prudentiel et de résolution(ACPR) is charged with preserving the stability of the financial system and protecting the customers, insurance policyholders, members and beneficiaries of the persons that it supervises.It is responsible for: issuing licences and authorisations as laid down in legislation and regulations;supervising compliance with rules designed to protect customers, whether these rules stem from legislation and regulations, codes of conduct approved at the request of a professional association or industry best practices that the Authority either observes or recommends,etc.

    • Licensed Institutions :

      Saxo banque (France)

      Effective Time :

      2008-09-15
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.saxobanque.fr

      Expiry Date :

      --
    • Address of Licensed Institution :

      10 rue de la Paix

      Phone Number of Licensed Institution :

      0178945640
    • Licensed Institution Certified Documents :

      Saxo BDF监管截图2 View Certified Documents Saxo BDF监管截图1 View Certified Documents Saxo - BDF牌照200401 View Certified Documents
    Dubai Financial Services Authority

    Dubai Financial Services Authority (DFSA)

    The Dubai Funancial Service Authority (DFSA) isthe indepentent regulator of financial services conducted in or from the DIFC, a purpose-built financial free zone in Dubai, UAE.The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange. In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing anti-money laundering (AML) and counter-terrorist financing (CTF) requirements applicable in the DIFC. The DFSA has also accepted a delegation of powers from the DIFC Registrar of Companies (RoC) to investigate the affairs of DIFC companies and partnerships where a material breach of DIFC Companies Law is suspected and to pursue enforcement remedies available to the Registrar.

    • Licensed Institutions :

      Saxo Bank A/S

      Effective Time :

      2018-01-03
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 11 , Level 1, Gate Village Building 3, DIFC, PO Box 506830, Dubai, UAE

      Phone Number of Licensed Institution :

      97143816813
    • Licensed Institution Certified Documents :

      Saxo-DFSA牌照200401 View Certified Documents Saxo DFSA监管截图 View Certified Documents
    Australia Securities & Investment Commission

    Australia Securities & Investment Commission (ASIC)

    The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.

    • Licensed Institutions :

      SAXO CAPITAL MARKETS PTY. LTD.

      Effective Time :

      2007-07-04
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      SYDNEY NSW 2000

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      SAXO CAPITAL MARKETS PTY. LTD._ASIC监管信息查询 View Certified Documents
    Saxo · MT4/5

    Identification Result

      Saxo · Website

      Most visited countries/areas

          No content

          No data

          Load failure

          Load failure

          Saxo· Genealogy
          Saxo · Clones
          Saxo · Keywords
          15-20 years Regulated in United Kingdom Regulated in Japan Regulated in Hong Kong Regulated in France Regulated in Switzerland Regulated in Singapore Regulated in United Arab Emirates Regulated in Australia Market Making(MM) Retail Forex License Futures & Forex License Financial Service Common Financial Service License Common Business Registration Non MT4/5 Software Suspicious Scope of Business United Arab Emirates Common Financial Service License Revoked Suspicious Overrun High potential risk

          WikiFX prompts you

          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

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          Saxo · Survey×

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          Saxo

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