Rating
/10
License Index
Business Index
Risk Management Index
Software Index
Regulatory Index
Investment Advisory License
FCA Exceeded
Common Financial Service License
NFA Exceeded
Common Financial Service License
DFSA Exceeded
Warning: Low score, please stay away!
Previous Detection: 2021.03.07 Risk: 4 Item
Exhibition Area
Survey
MT4/5
Website
Genealogy
Clones
Keywords
Time Machine
Score
Company Name : Sigma Broking Limited
|
Company Abbreviation : Sigma
|
Place of registration : |
Regulatory Status : Exceeded
|
Customer Service Email Address :
info@sigma-capitalpartners.com
|
Customer Service Phone Number :
+1 212 520 1676
|
Company summary
--
The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.
Current Status:
ExceededLicense Type:
Investment Advisory LicenseRegulated in Country/Area
Regulatory License No.:
485362Email Address of Licensed Institution :
cheryl.lock@sigma-broking.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
20th Floor125 Old Broad StLondonEC2N 1ARUNITED KINGDOMPhone Number of Licensed Institution :
44 2070656981Licensed Institution Certified Documents :
Sigma FCA监管 View Certified DocumentsNational Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
Current Status:
ExceededLicense Type:
Common Financial Service LicenseRegulated in Country/Area
Regulatory License No.:
0485592Email Address of Licensed Institution :
--License Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
125 Park Avenue Suite 2602 New York, NY 10017 United StatesPhone Number of Licensed Institution :
516-286-6888Licensed Institution Certified Documents :
Sigma NFA监管 View Certified DocumentsThe Dubai Funancial Service Authority (DFSA) isthe indepentent regulator of financial services conducted in or from the DIFC, a purpose-built financial free zone in Dubai, UAE.The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange. In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing anti-money laundering (AML) and counter-terrorist financing (CTF) requirements applicable in the DIFC. The DFSA has also accepted a delegation of powers from the DIFC Registrar of Companies (RoC) to investigate the affairs of DIFC companies and partnerships where a material breach of DIFC Companies Law is suspected and to pursue enforcement remedies available to the Registrar.
Current Status:
ExceededLicense Type:
Common Financial Service LicenseRegulated in Country/Area
Regulatory License No.:
F004667Email Address of Licensed Institution :
--License Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
Unit OT 16-30 , Level 16, Central Park Offices, DIFC, PO Box 507314, Dubai, UAEPhone Number of Licensed Institution :
971 4 425 2886Licensed Institution Certified Documents :
Sigma DFSA监管 View Certified DocumentsIdentification Result
Most visited countries/areas
No data
Load failure
The data are from WIKI Research
2021.03.07 updated
WikiFX prompts you
Please choose wisely! Please avoid unnecessary loss
Special Note
×
WikiFX only provides the legal URL of the platform published by the regulatory website.
WikiFX will not disclose your personal information to third parties.
In order to prevent users from being spoofed by phishing websites, fake URLs or domain name hijackings, WikiFX doesnt provide the content though this app.
The use of any service by the client through the official website access channel provided by WikiFX is a personal behavior. Please ensure that you have undergone sufficient preparation and risk management before use.
根據香港證券及期貨事務監察委員會的規定
為確保您查看資訊及時性和準確性,我們將為您跳轉到相關的監管資訊頁面
Insufficient data samples
Insufficient data samples,Browsing is not supported temporarily
Data Sources
WikiResearch
2021.03.07 Update
Submit successfully!
You can check the real-time processing progress in "User Center-My Release-Ponzi Scheme"
The Database of WikiFX comes from the official regulatory authorities , such as the FCA, ASIC, etc. The published content is also based on fairness, objectivity and fact. WikiFX doesn't ask for PR fees, advertising fees, ranking fees, data cleaning fees and other illogical fees. WikiFX will do its utmost to maintain the consistency and synchronization of database with authoritative data sources such as regulatory authorities, but does not guarantee the data to be up to date consistently.
Given the complexity of forex industry, some brokers are issued legal licenses by cheating regulation institutes. If the data published by WikiFX are not in accordance with the fact, please click "Complaints "and "Correction" to inform us. We will check immediately and release the results.
Foreign exchange, precious metals and over-the-counter (OTC) contracts are leveraged products, which have high risks and may lead to losses of your investment principal. Please invest rationally.
Special Note, the content of the Wikifx site is for information purposes only and should not be construed as investment advice. The Forex broker is chosen by the client. The client understands and takes into account all risks arising with Forex trading is not relevant with WikiFX, the client should bear full responsibility for their consequences.