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Futures License
CFFEXRegulated
Futures License
SFCRegulated
Futures License
SFCRegulated
Company Name:
UBS Securities Asia LimitedCompany Abbreviation:
UBSCountry/Area of Registry:
Hong Kong
Regulatory Status:
RegulatedCustomer Service Email Address:
--Customer Service Phone Number:
+852 2971 8888Survey
MT4/5
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My request was still under verification, and I was even asked for a tax before withdrawing my fund.
FXHAQfse3011
2020/03/12
China
5% stamp tax is required for the withdrawal in UBS .Is it legit?
FXJBNsqu3723
2019/11/10
China
I was pulled into a group by assistant on September 6th,in which teacher Baiyang analyzed the stock market and recommended some stocks,which I felt good.Then he sent me messages, saying that it is difficult for retail invests to gain profits from the stock market and asking me to trade with him.And he showed me the profit screenshots.I knew little about these ways before, and I thought him to be trustworthy since I did gain profits with his help.As a veteran in stock market, I hesitated to trade with them. But the adviser suggested me to deposit 500,000 and give a try, and further comforted me by high profits within a week. I hesitated but he urged me to open account saying that he could help me gain profits afternoon and sharing the contact information of UBS’s customer service personnel. On September 10th,having considered for a night,I deposited the majority of my savings,600000 RMB in total.On September 20th,by his giving order recommendation,I made huge losses,my account remaining 10000 RMB or so.He didn’t explain anything but urge me to add fund to recover the losses back.I was depressed.After turning him down,I was removed from the group and deleted by him.
薇11六1四3零2七1
2019/10/25
China
China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.
Current Status:
RegulatedLicense Type:
Futures LicenseRegulated in Country/Area
China
Regulatory License No.：
0317Email Address of Licensed Institution :
--License Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
--Phone Number of Licensed Institution :
--Licensed Institution Certified Documents :
瑞银期货 牌照信息--20190219更新 View Certified Documents
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Futures LicenseRegulated in Country/Area
Hong Kong
Regulatory License No.：
AAV882Email Address of Licensed Institution :
ol-sfc-licensing-hk@ubs.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong KongPhone Number of Licensed Institution :
--Licensed Institution Certified Documents :
AAV882 牌照地址 View Certified Documents AAV882 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.
Current Status:
RegulatedLicense Type:
Futures LicenseRegulated in Country/Area
Hong Kong
Regulatory License No.：
BIN466Email Address of Licensed Institution :
ol-sfc-licensing-hk@ubs.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong KongPhone Number of Licensed Institution :
--Licensed Institution Certified Documents :
BIN466 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents BIN466 牌照地址 View Certified Documents
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