Abstract：List of firms that have issued public warning by CNMV against these 4 unregulated firms.
The CNMV (Comisión Nacional del Mercado de Valores) is the Spanish securities market regulator. It is responsible for supervising and regulating the securities market in Spain, including overseeing the activities of companies and intermediaries operating in the market and protecting the rights of investors. The CNMV also works to ensure the transparency, efficiency, and integrity of the Spanish securities market.
Pursuant to the second paragraph of Article 17 of the Securities Markets Law (recast text approved by Royal Legislative Decree 4/2015, of 23 October), the Comisión Nacional del Mercado de Valores (National Securities Market Commission) warns that the below firms are not authorized to provide the investment services set out in Article 140 of the Spanish Securities Markets Act, which includes investment advice, or to provide the ancillary services detailed in Article 141(a), (b), (d), (f) and (g) of said Act in relation to the financial instruments indicated in Article 2 of said Act, including, for such purposes, foreign currency transactions.
The CNMV plays a crucial role in maintaining the integrity of the Spanish securities market and protecting the rights of investors. It is important for the public to be aware of the regulations and oversight provided by the CNMV, and to understand the CNMV's role in ensuring a fair and transparent market. The CNMV is committed to promoting the confidence of investors in the Spanish securities market and encourages the public to report any potential violations or suspicious activities to the CNMV for further investigation.
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