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Brokers

    BBH

    15-20 years
    Regulated in Hong Kong
    Retail Forex License
    Non MT4/5 Software

    Rating

    0 1 2 3 4 5 6 7 8 9
    .
    0 1 2 3 4 5 6 7 8 9
    0 1 2 3 4 5 6 7 8 9

     /10

    License Index

    6.7

    Business Index

    8.76

    Risk Management Index

    7.38

    Software Index

    6.03

    Regulatory Index

    6.67

    Licenses

    Securities and Futures Commission of Hong Kong

    Retail Forex License

    SFCRegulated

    Financial Conduct Authority

    Investment Advisory License

    FCAExceeded

    National Futures Association

    Common Financial Service License

    NFAUnauthorized

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    WikiFX Risk Alerts

    Previous Detection: 2020.12.02 Risk: 4 Item

    • United StatesNFA (license number: 0338045) The regulatory status is abnormal, the official regulatory status is Unauthorized, please be aware of the risk!
    • This broker exceeds the business scope regulated by United Kingdom FCA(license number: 190266)Investment Advisory Licence Non-Forex License, please be aware of the risk!
    • This broker exceeds the business scope regulated by United States NFA(license number: 0338045)National Futures Association-UNFX Non-Forex License, please be aware of the risk!
    • Current data shows that this broker is using Non MT4/5 Software

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    Overview

    Company Name :

    Brown Brothers Harriman

    Company Abbreviation :

    BBH

    Country/Area of Registry :

    United States

    Regulatory Status :

    Regulated

    Customer Service Email Address :

    Client.SupportCenter@bbh.com

    Customer Service Phone Number :

    --
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      Brown Brothers Harriman (Hong Kong) Limited

      Effective Time :

      2004-12-07
    • Email Address of Licensed Institution :

      francis.leong@bbh.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.bbh.com/

      Expiry Date :

      --
    • Address of Licensed Institution :

      13/F Man Yee Building, 68 Des Voeux Road, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      BBH SFC 牌照页面2.png View Certified Documents BBH SFC 牌照页面1.png View Certified Documents Brown Brothers Harriman (Hong Kong) Limited SFC牌照监管信息20191204 View Certified Documents
    Financial Conduct Authority

    Financial Conduct Authority (FCA)

    The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.

    • Licensed Institutions :

      Brown Brothers Harriman Investor Services Ltd

      Effective Time :

      2001-12-01
    • Email Address of Licensed Institution :

      chris.gothard@bbh.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.bbh.com/

      Expiry Date :

      --
    • Address of Licensed Institution :

      Park House 16-18 Finsbury Circus London EC2M 7EB UNITED KINGDOM

      Phone Number of Licensed Institution :

      44 02075886166
    • Licensed Institution Certified Documents :

      BBH FCA牌照20190809.png View Certified Documents
    National Futures Association

    National Futures Association (NFA)

    National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.

    • Licensed Institutions :

      BROWN BROTHERS HARRIMAN&CO

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      BBH NFA牌照信息_20191127更新.jpg View Certified Documents BBH NFA 牌照.png View Certified Documents
    BBH · MT4/5

    Identification Result

      BBH · Website

      Most visited countries/areas

          No content

          No data

          Load failure

          Load failure

          BBH· Genealogy
          BBH · Clones
          BBH · Market Analysis

          The data are from WIKI Research    2020.12.02 updated

          WikiFX prompts you

          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

          BBH · Survey×

          Special Note

          ×
          BBH

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