Global Broker Regulation & Inquiry App
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Securities and Futures Commission of Hong KongSFC
member 99+
information disclosure 93
Regulated
Saxo
Hong Kong China Above 20 years SFC Dealing in futures contracts & Leveraged foreign exchange tradingRegulated in United KingdomRegulated in JapanRegulated in Hong Kong ChinaRegulated in FranceRegulated in ItalyRegulated in SwitzerlandRegulated in SingaporeRegulated in AustraliaFutures & leveraged FXMMFin. svc.Retail FXBiz regGlobal BusinessFrance Common fin. RevokedUnited Arab Emirates Common fin. RevokedSuspicious OverrunHigh potential risk
Regulatory License Number：AVD061
8.24
ScoreRegulated
WOCOM
Hong Kong China 15-20 years SFC Leveraged foreign exchange trading SFC Dealing in futures contractsRegulated in Hong Kong ChinaLeveraged FXFutures contractsSecuritiesSec advsySuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：ACL076
8.17
ScoreRegulated
Wing Fung
Hong Kong China 15-20 years SFC Leveraged foreign exchange trading SFC Dealing in futures contractsRegulated in Hong Kong ChinaFutures contractsLeveraged FXCommon fin.MT4 Full LicenseRegional BrokersSuspicious OverrunMedium potential risk
Regulatory License Number：ARI401
7.86
ScoreRegulated
GTJAI
Hong Kong China Above 20 years SFC Dealing in futures contracts SFC Leveraged foreign exchange tradingRegulated in Hong Kong ChinaFutures contractsLeveraged FXMT4 Full LicenseChinese market only
Regulatory License Number：ADI115
7.86
ScoreRegulated
Fulbright Financial Group
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Asset managementRegulated in Hong Kong ChinaFutures contractsSecuritiesAsset mgmtChinese market onlySuspicious OverrunMedium potential risk
Regulatory License Number：AME963
7.80
ScoreRegulated
Funderstone
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Dealing in securitiesRegulated in Hong Kong ChinaFutures contractsSecuritiesAsset mgmtSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：AAD847
7.80
ScoreRegulated
SinoPac
Hong Kong China 5-10 years SFC Dealing in futures contractsRegulated in China TaiwanRegulated in Hong Kong ChinaSecuritiesFutures contractsSuspicious Scope of BusinessMedium potential risk
Regulatory License Number：BIZ502
7.75
ScoreRegulated
SHENG YUAN
Hong Kong China 10-15 years SFC Dealing in futures contracts SFC Advising on corporate financeRegulated in Hong Kong ChinaFutures contractsCorp fin. advsySec advsySuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：AVO470
7.74
ScoreRegulated
Everbright Securities
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Leveraged foreign exchange tradingRegulated in Hong Kong ChinaFutures contractsLeveraged FXMedium potential risk
Regulatory License Number：AAF237
7.67
ScoreRegulated
PRIME CDEX
Hong Kong China 5-10 years SFC Dealing in futures contracts SFC Asset managementRegulated in Hong Kong ChinaFutures contractsSecuritiesAsset mgmtSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：AHA296
7.61
ScoreRegulated
Yuanta
Hong Kong China Above 20 years SFC Dealing in futures contracts SFC Dealing in futures contractsRegulated in Hong Kong ChinaFutures contractsSecuritiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：ABS015
7.52
ScoreRegulated
CORPORATE BROKERS LIMITED
Hong Kong China Above 20 years SFC Dealing in futures contracts SFC Dealing in securitiesRegulated in Hong Kong ChinaFutures contractsSecuritiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：AAK110
7.52
ScoreRegulated
Planetree Capital
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Dealing in securitiesRegulated in Hong Kong ChinaFutures contractsSecuritiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：AFB863
7.51
ScoreRegulated
Haitong
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Dealing in securitiesRegulated in Hong Kong ChinaFutures contractsSecuritiesChinese market onlySuspicious OverrunMedium potential risk
Regulatory License Number：AAX474
7.51
ScoreRegulated
Huarong
Hong Kong China 15-20 years SFC Dealing in futures contracts SFC Dealing in securitiesRegulated in Hong Kong ChinaFutures contractsSecuritiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk
Regulatory License Number：ACV085
7.51
Score
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