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    UBS

    15-20 years
    Regulated in China
    Futures License
    Non MT4/5 Software

    Rating

    0 1 2 3 4 5 6 7 8 9
    .
    0 1 2 3 4 5 6 7 8 9
    0 1 2 3 4 5 6 7 8 9

     /10

    License Index

    8.31

    Business Index

    8.72

    Risk Management Index

    9.88

    Software Index

    7.48

    Regulatory Index

    8.28

    Licenses

    China Financial Futures Exchange

    Futures License

    CFFEXRegulated

    Securities and Futures Commission of Hong Kong

    Futures License

    SFCRegulated

    Securities and Futures Commission of Hong Kong

    Futures License

    SFCRegulated

    Overview

    • Company Name:

      UBS Securities Asia Limited
    • Company Abbreviation:

      UBS
    • Country/Area of Registry:

      UBSHong Kong
    • Regulatory Status:

      Regulated
    • Customer Service Email Address:

      --
    • Customer Service Phone Number:

      +852 2971 8888

    WikiFX APP!

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    • Survey

    • MT4/5

    • Website

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    • Time Machine

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    • Score

    Exposure

    China Financial Futures Exchange

    China Financial Futures Exchange (CFFEX)

    China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.

    • Licensed Institutions :

      瑞银期货有限责任公司

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      瑞银期货 牌照信息--20190219更新 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      UBS Securities Asia Limited

      Effective Time :

      2005-05-21
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      AAV882 牌照地址 View Certified Documents AAV882 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Licensed Institutions :

      UBS Securities Hong Kong Limited

      Effective Time :

      2016-12-19
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      BIN466 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents BIN466 牌照地址 View Certified Documents
    UBS · MT4/5

    Identification Result

      UBS · Website

      Most visited countries/areas

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          UBS· Genealogy
          UBS · Clones
          UBS · Market Analysis

          The data are from WIKI Research    2020.12.06 updated

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          This broker's score is relatively low.

          Please choose wisely! Please avoid unnecessary loss

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          UBS · Survey×

          Special Note

          ×
          UBS

          1.pngWikiFX only provides the legal URL of the platform published by the regulatory website.

          1.pngWikiFX will not disclose your personal information to third parties.

          1.pngIn order to prevent users from being spoofed by phishing websites, fake URLs or domain name hijackings, WikiFX doesn't provide the content though this app.

          1.pngThe use of any service by the client through the official website access channel provided by WikiFX is a personal behavior. Please ensure that you've undergone sufficient preparation and risk management before use.

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          The Database of WikiFX comes from the official regulatory authorities , such as the FCA, ASIC, etc. The published content is also based on fairness, objectivity and fact. WikiFX doesn't ask for PR fees, advertising fees, ranking fees, data cleaning fees and other illogical fees. WikiFX will do its utmost to maintain the consistency and synchronization of database with authoritative data sources such as regulatory authorities, but does not guarantee the data to be up to date consistently.

          Given the complexity of forex industry, some brokers are issued legal licenses by cheating regulation institutes. If the data published by WikiFX are not in accordance with the fact, please click "Complaints "and "Correction" to inform us. We will check immediately and release the results.

          Foreign exchange, precious metals and over-the-counter (OTC) contracts are leveraged products, which have high risks and may lead to losses of your investment principal. Please invest rationally.

          Special Note, the content of the Wikifx site is for information purposes only and should not be construed as investment advice. The Forex broker is chosen by the client. The client understands and takes into account all risks arising with Forex trading is not relevant with WikiFX, the client should bear full responsibility for their consequences.